Regulatory Documents

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Notice 2012-22 - Informational Notice

Publication date: 04/30/2012

MSRB Receives SEC Approval to Provide Additional EMMA Primary Market and Continuing Disclosure Historical Products

Notice 2012-23 - Informational Notice

Publication date: 04/30/2012

MSRB Receives SEC Approval to Provide Additional SHORT System Subscription Service

Notice 2012-21 - Informational Notice

Publication date: 04/17/2012

Reminder of April 30, 2012 Effective Date Regarding Changes to Transaction Reporting Requirements

Notice 2012-20 - Informational Notice

Publication date: 04/11/2012

MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents

Rule Number:

Rule G-17, Rule G-34

Notice 2012-18 - Informational Notice

Publication date: 04/03/2012

Notice Concerning Voluntary Disclosure of Bank Loans to EMMA®

Notice 2012-17 - Informational Notice

Publication date: 03/27/2012

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar

Notice 2012-16 - Informational Notice

Publication date: 03/26/2012

MSRB Files Restated Interpretive Notice on Sophisticated Municipal Market Professionals

Notice 2012-15 - Informational Notice

Publication date: 03/21/2012

SEC Approves Amendments to MSRB Rule G-14, on Reports of Sales or Purchases, Including Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

Rule Number:

Rule G-14

Notice 2012-12 - Informational Notice

Publication date: 03/05/2012

MSRB Files Rule Proposal on Regulation of Broker’s Brokers

Rule Number:

Rule G-8, Rule G-9, Rule G-18

Notice 2012-08 - Informational Notice

Publication date: 02/27/2012

MSRB Files Proposal to Amend SHORT System Subscription Service

Notice 2012-07 - Informational Notice

Publication date: 02/27/2012

MSRB Files Proposal to Amend the Electronic Municipal Market Access Primary Market and Continuing Disclosure Subscription Services

Notice 2012-06 - Informational Notice

Publication date: 02/23/2012

MSRB Publishes Long-Range Market Transparency Plan

Notice 2012-05 - Informational Notice

Publication date: 02/21/2012

MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in St. Louis

Notice 2012-03 - Informational Notice

Publication date: 01/20/2012

MSRB Files Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

Rule Number:

Rule G-14

Notice 2012-02 - Informational Notice

Publication date: 01/11/2012

MSRB Announces Upcoming Outreach Events

Notice 2012-01 - Informational Notice

Publication date: 01/09/2012

MSRB Seeks Board of Directors Applicants

Rule Number:

Rule A-3

Notice 2011-69 - Informational Notice

Publication date: 12/19/2011

SEC Approves Amendments to MSRB Rule G-16 to Facilitate Risk-Based Compliance Examinations and Amendments to MSRB Rule G-9, on Preservation of Records

Notice 2011-68 - Informational Notice

Publication date: 12/05/2011

MSRB to Host Education and Outreach Seminar in Miami

Notice 2011-66 - Informational Notice

Publication date: 11/28/2011

Reminder that Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors Becomes Effective Today

Rule Number:

Rule G-23

Notice 2011-65 - Informational Notice

Publication date: 11/18/2011

Reminder of Upcoming Effective Date of Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors

Rule Number:

Rule G-23

Notice 2011-64 - Informational Notice

Publication date: 11/14/2011

Amendments to EMMA to Provide Credit Ratings and Related Information for Municipal Securities on EMMA Effective November 21, 2011

Notice 2011-62 - Informational Notice

Publication date: 11/07/2011

Changes to Registration of Municipal Securities Professionals and Reminder of Supervisory Obligations of Principals

Rule Number:

Rule G-3, Rule G-27

Notice 2011-61 - Informational Notice

Publication date: 11/03/2011

MSRB Amends Proposal on Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

Rule Number:

Rule G-17

Notice 2011-60 - Informational Notice

Publication date: 10/13/2011

MSRB Files with the SEC Amendments to Rule G-16 to Facilitate Risk-based Compliance Exams and to Rule G-9, on Preservation of Records

Rule Number:

Rule G-9, Rule G-16

Notice 2011-59 - Informational Notice

Publication date: 10/05/2011

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Receives SEC Approval to Provide Additional EMMA Primary Market and Continuing Disclosure Historical Products

MSRB Receives SEC Approval to Provide Additional SHORT System Subscription Service

Reminder of April 30, 2012 Effective Date Regarding Changes to Transaction Reporting Requirements

MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents

Notice Concerning Voluntary Disclosure of Bank Loans to EMMA®

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar

MSRB Files Restated Interpretive Notice on Sophisticated Municipal Market Professionals

SEC Approves Amendments to MSRB Rule G-14, on Reports of Sales or Purchases, Including Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

MSRB Files Rule Proposal on Regulation of Broker’s Brokers

MSRB Files Proposal to Amend SHORT System Subscription Service

MSRB Files Proposal to Amend the Electronic Municipal Market Access Primary Market and Continuing Disclosure Subscription Services

MSRB Publishes Long-Range Market Transparency Plan

MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in St. Louis

MSRB Files Amendments to Rule G-14, on Reports of Sales or Purchases, Including the Rule G-14 RTRS Procedures, and Amendments to the Real-Time Transaction Reporting System

MSRB Announces Upcoming Outreach Events

MSRB Seeks Board of Directors Applicants

SEC Approves Amendments to MSRB Rule G-16 to Facilitate Risk-Based Compliance Examinations and Amendments to MSRB Rule G-9, on Preservation of Records

MSRB to Host Education and Outreach Seminar in Miami

Reminder that Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors Becomes Effective Today

Reminder of Upcoming Effective Date of Revised MSRB Rule G-23 Concerning the Activities of Financial Advisors

Amendments to EMMA to Provide Credit Ratings and Related Information for Municipal Securities on EMMA Effective November 21, 2011

Changes to Registration of Municipal Securities Professionals and Reminder of Supervisory Obligations of Principals

MSRB Amends Proposal on Interpretive Notice Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

MSRB Files with the SEC Amendments to Rule G-16 to Facilitate Risk-based Compliance Exams and to Rule G-9, on Preservation of Records

MSRB to Host Education and Outreach Seminar in New York

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market