Regulatory Documents

Select regulatory documents by category:

Notice 2010-42 - Informational Notice

Publication date: 10/01/2010

Expanded MSRB Mission; Rulemaking for Municipal Advisors

Notice 2010-39 - Informational Notice

Publication date: 09/30/2010

SEC Approves MSRB Proposal Regarding New Board Composition

Rule Number:

Rule A-3

Notice 2010-41 - Informational Notice

Publication date: 09/30/2010

MSRB Files Proposal to Increase Transaction Assessments and to Institute a New Technology Fee on Reported Sales Transactions under Rule A-13

Notice 2010-40 - Informational Notice

Publication date: 09/30/2010

MSRB Files Proposed Rule Change Relating to Subscription Services for Transaction Price Data

Notice 2010-38 - Informational Notice

Publication date: 09/28/2010

SEC Approves Establishment of Subscription Service to Information Collected by the SHORT System

Notice 2010-37 - Informational Notice

Publication date: 09/20/2010

MSRB Reminds Firms of Their Sales Practice and Due Diligence Obligations When Selling Municipal Securities in the Secondary Market

Rule Number:

Rule G-17, Rule G-19, Rule G-27, Rule G-30

Notice 2010-36 - Informational Notice

Publication date: 09/13/2010

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Notice 2010-34 - Informational Notice

Publication date: 08/30/2010

MSRB to Hold Seminar on Continuing Disclosure Submission on September 22, 2010 in Dallas, TX

Notice 2010-32 - Informational Notice

Publication date: 08/27/2010

MSRB Receives Approval to Modify the Continuing Disclosure Service of the Electronic Municipal Market Access ("EMMA") System

Notice 2010-33 - Informational Notice

Publication date: 08/27/2010

MSRB Files with the SEC Amendments to Rule A-3 Regarding Composition of the Board

Rule Number:

Rule A-3

Notice 2010-31 - Informational Notice

Publication date: 08/26/2010

SEC Approves Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-8, Rule G-34

Notice 2010-29 - Informational Notice

Publication date: 08/24/2010

MSRB Announces Webinar Series on Market Information Programs

Notice 2010-28 - Informational Notice

Publication date: 08/17/2010

Update to MSRB Notice 2010-18 Regarding MSRB and RBDA Municipal Securities Regulation Seminar on September 23, 2010 in Texas

Notice 2010-26 - Informational Notice

Publication date: 08/15/2010

Priority of Orders in Primary Offerings Proposed Rule Change Approved

Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

Notice 2010-25 - Informational Notice

Publication date: 08/10/2010

MSRB Files Proposal to Establish Subscription Service to Information Collected by the SHORT System

Notice 2010-24 - Informational Notice

Publication date: 08/09/2010

Upcoming Enhancement to the SHORT System

Rule Number:

Rule G-34

Notice 2010-23 - Informational Notice

Publication date: 08/04/2010

MSRB Amends Proposal on Priority of Orders in Primary Offerings

Rule Number:

Rule G-8, Rule G-11, Rule G-17

Notice 2010-22 - Informational Notice

Publication date: 07/22/2010

Municipal Advisor Candidates Requested for Municipal Securities Rulemaking Board

Notice 2010-21 - Informational Notice

Publication date: 07/09/2010

MSRB Amends Pending Proposal For Additional Increases In Transparency Of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Notice 2010-20 - Informational Notice

Publication date: 06/30/2010

MSRB Files with SEC to Modify the EMMA Continuing Disclosure Service to Reflect Amendments to Securities Exchange Act Rule 15<font style="text-transform:lowercase;">c</font>2-12

Notice 2010-19 - Informational Notice

Publication date: 06/28/2010

Reminder on Submissions of Disclosure Documents to EMMA for 529 College Savings Plans

Rule Number:

Rule G-32

Notice 2010-18 - Informational Notice

Publication date: 06/25/2010

MSRB and RBDA to Hold Municipal Securities Regulation Seminar on September 23, 2010 in Texas

Notice 2010-17 - Informational Notice

Publication date: 06/14/2010

MSRB Terminates Its Public Access Facility

Notice 2010-16 - Informational Notice

Publication date: 06/03/2010

MSRB to Hold Seminar on Continuing Disclosure Submission on June 23, 2010 in Los Angeles

Notice 2010-15 - Informational Notice

Publication date: 06/02/2010

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Expanded MSRB Mission; Rulemaking for Municipal Advisors

SEC Approves MSRB Proposal Regarding New Board Composition

MSRB Files Proposal to Increase Transaction Assessments and to Institute a New Technology Fee on Reported Sales Transactions under Rule A-13

MSRB Files Proposed Rule Change Relating to Subscription Services for Transaction Price Data

SEC Approves Establishment of Subscription Service to Information Collected by the SHORT System

MSRB Reminds Firms of Their Sales Practice and Due Diligence Obligations When Selling Municipal Securities in the Secondary Market

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

MSRB to Hold Seminar on Continuing Disclosure Submission on September 22, 2010 in Dallas, TX

MSRB Receives Approval to Modify the Continuing Disclosure Service of the Electronic Municipal Market Access ("EMMA") System

MSRB Files with the SEC Amendments to Rule A-3 Regarding Composition of the Board

SEC Approves Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

MSRB Announces Webinar Series on Market Information Programs

Update to MSRB Notice 2010-18 Regarding MSRB and RBDA Municipal Securities Regulation Seminar on September 23, 2010 in Texas

Priority of Orders in Primary Offerings Proposed Rule Change Approved

MSRB Files Proposal to Establish Subscription Service to Information Collected by the SHORT System

Upcoming Enhancement to the SHORT System

MSRB Amends Proposal on Priority of Orders in Primary Offerings

Municipal Advisor Candidates Requested for Municipal Securities Rulemaking Board

MSRB Amends Pending Proposal For Additional Increases In Transparency Of Municipal Auction Rate Securities and Variable Rate Demand Obligations

MSRB Files with SEC to Modify the EMMA Continuing Disclosure Service to Reflect Amendments to Securities Exchange Act Rule 15<font style="text-transform:lowercase;">c</font>2-12

Reminder on Submissions of Disclosure Documents to EMMA for 529 College Savings Plans

MSRB and RBDA to Hold Municipal Securities Regulation Seminar on September 23, 2010 in Texas

MSRB Terminates Its Public Access Facility

MSRB to Hold Seminar on Continuing Disclosure Submission on June 23, 2010 in Los Angeles

MSRB Receives SEC Approval to Make Available Primary Market and Continuing Disclosure Information on EMMA

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market