Regulatory Documents

Select regulatory documents by category:

Notice 2007-34 - Informational Notice

Publication date: 11/16/2007

RTRS Educational Conference Calls

Rule Number:

Rule G-14, Rule G-12

Notice 2007-26 - Informational Notice

Publication date: 08/22/2007

RTRS Web Enhancement: Extended Hours

Rule Number:

Rule G-14

Notice 2007-25 - Informational Notice

Publication date: 08/13/2007

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Rule Number:

Rule G-14

Notice 2007-20 - Informational Notice

Publication date: 06/13/2007

Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Rule Number:

Rule G-14

Notice 2007-12 - Informational Notice

Publication date: 03/23/2007

Reporting of Inter-Dealer Transactions That Occur Outside of RTRS Business Day Hours or on Invalid RTTM Trade Dates

Rule Number:

Rule G-14

Notice 2007-11 - Informational Notice

Publication date: 03/20/2007

MSRB Forum on Transaction Reporting Improvements: NIIDS and CTCs

Rule Number:

Rule G-14, Rule G-34

Notice 2007-07 - Informational Notice

Publication date: 02/02/2007

New RTRS Error Messages to Be Applied to "Other Tax-Exempt" Transactions: Rule G-14

Rule Number:

Rule G-14

Notice 2007-03 - Informational Notice

Publication date: 01/19/2007

Reminder Notice on Use of "List Offering Price/Takedown" Indicator: Rule G-14

Rule Number:

Rule G-14

SEC Filing

Publication date: 12/31/2006

2006 SEC Filings

All 2006 SEC filings (December 31, 2006 )

Notice Concerning Trades Effected on January 2, 2007 -- National Day of Mourning For Former President Gerald Ford

Rule Number:

Rule G-14

Notice 2006-35 - Informational Notice

Publication date: 12/06/2006

Real-Time Transaction Reporting Update: Upcoming Changes in Rule G-14 and RTRS and Reminders on Existing Requirements Under Rule G-14

Rule Number:

Rule G-14

Notice 2006-34 - Informational Notice

Publication date: 12/05/2006

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2006-30 - Informational Notice

Publication date: 10/31/2006

Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three-Hour Exception

Rule Number:

Rule G-14

Notice 2006-28 - Informational Notice

Publication date: 10/19/2006

Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

Rule Number:

Rule G-14

Notice 2006-27 - Informational Notice

Publication date: 08/15/2006

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Rule Number:

Rule G-14

Notice 2006-12 - Informational Notice

Publication date: 04/24/2006

Industry Preparations for Expiration of Three Hour Exception from Real-Time Transaction Reporting

Rule Number:

Rule G-14

SEC Filing

Publication date: 12/31/2005

2005 SEC Filings

All 2005 SEC filings (December 31, 2005 )

SEC Approves Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three-Hour Exception

Rule Number:

Rule G-14

Notice 2005-60 - Informational Notice

Publication date: 12/13/2005

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Rule Number:

Rule G-14

Notice 2005-55 - Informational Notice

Publication date: 10/17/2005

Procedure for Documenting RTRS and Dealer System Outages

Rule Number:

Rule G-14

Notice 2005-43 - Informational Notice

Publication date: 08/17/2005

Rule G-14 Real-Time Transaction Reporting Update

Rule Number:

Rule G-14

Notice 2005-26 - Informational Notice

Publication date: 05/17/2005

MSRB to Discontinue "Batch" Customer Transaction Reporting on June 1, 2005

Rule Number:

Rule G-14

Notice 2005-22 - Informational Notice

Publication date: 04/01/2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2005-19 - Informational Notice

Publication date: 03/22/2005

Real-Time Compliance Data Reports are Available

Rule Number:

Rule G-14

Notice 2005-13 - Informational Notice

Publication date: 03/02/2005

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Rule Number:

Rule G-14

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

RTRS Educational Conference Calls

RTRS Web Enhancement: Extended Hours

SEC Approval Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Notice of Filing of Proposed Rule Change Relating to Reporting Special Condition Indicators for Certain Special Trading Situations

Reporting of Inter-Dealer Transactions That Occur Outside of RTRS Business Day Hours or on Invalid RTTM Trade Dates

MSRB Forum on Transaction Reporting Improvements: NIIDS and CTCs

New RTRS Error Messages to Be Applied to "Other Tax-Exempt" Transactions: Rule G-14

Reminder Notice on Use of "List Offering Price/Takedown" Indicator: Rule G-14

2006 SEC Filings

Notice Concerning Trades Effected on January 2, 2007 -- National Day of Mourning For Former President Gerald Ford

Real-Time Transaction Reporting Update: Upcoming Changes in Rule G-14 and RTRS and Reminders on Existing Requirements Under Rule G-14

Notice Concerning Changes to the Comparison Eligibility of Certain Inter-dealer Transactions: Rules G-12(f) and G-14

Reminder of Upcoming RTRS Changes: LOP/TD Indicator and Three-Hour Exception

Amendments Approved to Rule G-14 RTRS Procedures Relating to "List Offering Price" and "Takedown" Transactions

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Industry Preparations for Expiration of Three Hour Exception from Real-Time Transaction Reporting

2005 SEC Filings

SEC Approves Proposed Rule Change to MSRB Rule G-14 RTRS Procedures, Paragraph (a)(ii)(C) To Extend the Expiration Date of the Three-Hour Exception

Notice of Filing of Proposed Rule Change Relating to RTRS Procedures, Under Rule G-14 Reports of Sales or Purchases

Procedure for Documenting RTRS and Dealer System Outages

Rule G-14 Real-Time Transaction Reporting Update

MSRB to Discontinue "Batch" Customer Transaction Reporting on June 1, 2005

Notice on Comparison of Inter-Dealer Deliveries that Do Not Represent Inter-Dealer Transactions - "Step Out" Deliveries: Rules G-12(f) and G-14

Real-Time Compliance Data Reports are Available

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market