Select regulatory documents by category:

Regulatory Document Type

Back to top
Notice 2021-16 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-17, Rule G-27, Rule G-42, Rule G-44

Share
Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

Share
Notice 2020-17 - Informational Notice
Publication date:
Reminder for Regulated Entities of Their Annual Notification Requirements Under Rule G-10
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule D-9

Share
Notice 2017-08 - Informational Notice
Publication date:
Application of MSRB Rules to Solicitor Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-5, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-44, Rule A-11, Rule A-12, Rule A-16

Share
Notice 2017-03 - Informational Notice
Publication date:
SEC Approves Extension of MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and the Modernization of Those Rules
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule G-32

Share
Notice 2015-21 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-20 on Gifts, Gratuities and Non-Cash Compensation and Related Amendments to MSRB Rule G-8
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-20

Share
Notice 2014-19 - Informational Notice
Publication date:
SEC Approves MSRB Rule G-44 on Supervisory and Compliance Obligations of Municipal Advisors, and Amendments to MSRB Rules G-8 and G-9
Information for:

Municipal Advisors

Rule Number:

Rule G-8, Rule G-9

Share
Notice 2014-03 - Informational Notice
Publication date:
MSRB to Collect Additional Data About 529 College Savings Plans
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Rule Number:

Rule G-8, Rule G-9

Share
Notice 2013-20 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-11, Rule G-32

Share
Notice 2012-64 - Informational Notice
Publication date:
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Share
Notice 2012-62 - Informational Notice
Publication date:
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

Share
Notice 2012-52 - Informational Notice
Publication date:
MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Share
Notice 2012-12 - Informational Notice
Publication date:
MSRB Files Rule Proposal on Regulation of Broker’s Brokers
Rule Number:

Rule G-8, Rule G-9, Rule G-18

Share
Notice 2011-46 - Informational Notice
Publication date:
MSRB Files Pay to Play Rule for Municipal Advisors and Changes to Dealer Pay to Play Rule
Rule Number:

Rule G-8, Rule G-9

Share
Notice 2011-38 - Informational Notice
Publication date:
Amendments Filed Regarding MSRB Rule G-20 on Gifts and Gratuities
Rule Number:

Rule G-8, Rule G-9, Rule G-20

Share
Notice 2010-26 - Informational Notice
Publication date:
Priority of Orders in Primary Offerings Proposed Rule Change Approved
Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

Share
Notice 2010-23 - Informational Notice
Publication date:
MSRB Amends Proposal on Priority of Orders in Primary Offerings
Rule Number:

Rule G-8, Rule G-11, Rule G-17

Share
Notice 2010-01 - Informational Notice
Publication date:
SEC Approves Amendments to Rule G-37 and Rule G-8 Relating to Political Contributions
Rule Number:

Rule G-8, Rule G-37

Share
Print