Several types of regulated municipal market professionals provide services to municipal bond investors to help them buy or sell municipal bonds. These financial professionals have specific professional qualification requirements and regulatory obligations to their customers. This page provides a selection of curated content to help investors understand what to expect from their financial (i.e., investment) professional and know what investor protections are available.
Learn what to expect from your financial professional:
- Checking the Background and Qualifications of Your Financial Professional
- What to Expect from Financial Professionals
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