Regulatory Documents

Select regulatory documents by category:

Notice 2001-21 - Informational Notice

Publication date: 06/11/2001

Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Notice 2001-20 - Informational Notice

Publication date: 06/06/2001

Question and Answer Notice: Rules G-37 and G-38

Rule Number:

Rule G-37

Notice 2001-19 - Request for Comment

Publication date: 06/04/2001 | Comment due: 09/30/2001

MSRB Review of Rule G-37

Rule Number:

Rule G-37

No comments available.

Read Comments Hide Comments

Notice 2001-17 - Request for Comment

Publication date: 05/29/2001 | Comment due: 09/30/2001

Request for Comments on Real-Time Reporting of Municipal Securities Transactions

No comments available.

Read Comments Hide Comments

Notice 2001-16 - Informational Notice

Publication date: 04/30/2001

Revised Forms Containing MSRB’s New Address

Notice 2001-15 - Informational Notice

Publication date: 04/23/2001

MSRB’s New Address and Phone Number as of May 7, 2001

Notice 2001-14 - Informational Notice

Publication date: 04/09/2001

MSRB Review of Rule G-37, on Political Contributions

Rule Number:

Rule G-37

Notice 2001-13 - Request for Comment

Publication date: 03/28/2001 | Comment due: 06/07/2001

Request for Comments on Official Communications

Rule Number:

Rule G-15

No comments available.

Read Comments Hide Comments

Notice 2001-09 - Informational Notice

Publication date: 03/16/2001

MSRB Outreach Meeting

Notice 2001-08 - Request for Comment

Publication date: 03/14/2001 | Comment due: 06/01/2001

Request for Comments on Minimum Denominations

Rule Number:

Rule G-15

No comments available.

Read Comments Hide Comments

Notice 2001-07 - Informational Notice

Publication date: 03/01/2001

Notice Concerning Locked-In Transactions

Rule Number:

Rule G-12, Rule G-14

Notice 2001-06 - Informational Notice

Publication date: 02/13/2001

Release of Monthly Statistical Summaries of Transactions in the Municipal Securities Market

Notice 2001-05 - Informational Notice

Publication date: 02/02/2001

Recommendations Requested for Board Nominations

Notice 2001-04 - Informational Notice

Publication date: 02/01/2001

Self-Monitoring of Rule G-14 Compliance

Rule Number:

Rule G-14

Notice 2001-03 - Informational Notice

Publication date: 01/30/2001

Approval of Amendments to Rule G-38, on Consultants, Rule G-8, on Books and Records, and Revisions to Section IV of Form G-37/G-38 and the Attachment Page to the Form

Rule Number:

Rule G-8

Notice 2001-02 - Informational Notice

Publication date: 01/19/2001

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Rule Number:

Rule D-12, Rule A-13, Rule G-3, Rule G-8, Rule G-14, Rule G-15, Rule G-26, Rule G-32, Rule G-34

Notice 2001-01 - Informational Notice

Publication date: 01/09/2001

Reminder of Appropriate Transaction Reporting Procedures for Transactions Effected by Dealers Using Clearing Brokers

Rule Number:

Rule G-14, Rule G-8, Rule G-15

Notice 2000-35 - Informational Notice

Publication date: 12/21/2000

MSRB Discussion Paper on Disclsoure in the Municipal Securities Market

Notice 2000-34 - Informational Notice

Publication date: 12/06/2000

MSRB’S Disclosure Forum II

Notice 2000-33 - Informational Notice

Publication date: 11/17/2000

Clarification of Statements in the MSRB's September 2000 Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions Regarding Suitability

Notice 2000-32 - Informational Notice

Publication date: 10/24/2000

Muni Price Reporting/Transaction Reporting System

Notice 2000-31 - Informational Notice

Publication date: 10/12/2000

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2000-30 - Informational Notice

Publication date: 09/28/2000

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13, Rule G-32, Rule G-14

Notice 2000-29 - Informational Notice

Publication date: 09/27/2000

MSRB Outreach Meeting

Notice 2000-28 - Informational Notice

Publication date: 09/19/2000

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Question and Answer Notice: Rules G-37 and G-38

MSRB Review of Rule G-37

Request for Comments on Real-Time Reporting of Municipal Securities Transactions

Revised Forms Containing MSRB’s New Address

MSRB’s New Address and Phone Number as of May 7, 2001

MSRB Review of Rule G-37, on Political Contributions

Request for Comments on Official Communications

MSRB Outreach Meeting

Request for Comments on Minimum Denominations

Notice Concerning Locked-In Transactions

Release of Monthly Statistical Summaries of Transactions in the Municipal Securities Market

Recommendations Requested for Board Nominations

Self-Monitoring of Rule G-14 Compliance

Approval of Amendments to Rule G-38, on Consultants, Rule G-8, on Books and Records, and Revisions to Section IV of Form G-37/G-38 and the Attachment Page to the Form

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Reminder of Appropriate Transaction Reporting Procedures for Transactions Effected by Dealers Using Clearing Brokers

MSRB Discussion Paper on Disclsoure in the Municipal Securities Market

MSRB’S Disclosure Forum II

Clarification of Statements in the MSRB's September 2000 Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions Regarding Suitability

Muni Price Reporting/Transaction Reporting System

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

MSRB Outreach Meeting

Electronic Submission of Official Statements, Advance Refunding Documents and Forms G-36(OS) and G-36(ARD) to the MSRB

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market