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Notice 2009-37 - Informational Notice
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Notice 2009-36 - Informational Notice
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Notice 2009-35 - Request for Comment
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Comments on MSRB Notice 2009-35 (June 22, 2009)
- BMO Capital Markets: Letter from Robert J. Stracks, Counsel, dated August 7, 2009
- George K. Baum & Company: Letter from Robert K. Dalton, Vice Chairman, dated July 30, 2009
- George K. Baum & Company, Letter from Kent Lund, Executive Vice President, Chief Compliance Officer, dated August 7, 2009
- Morgan Stanley: Letter from Stratford Shields, Managing Director, Head of Public Finance, dated July 30, 2009
- Piper Jaffray & Co.: Letter from Frank Fairman, Managing Director, Head of Public Finance Services, and Rebecca Lawrence, Assistant General Counsel, dated August 7, 2009
- Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated August 7, 2009
- Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated August 7, 2009
- Stone & Youngberg: Letter from Kenneth E. Williams, President, Chief Executive Officer, dated August 13, 2009
Notice 2009-34 - Informational Notice
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Notice 2009-32 - Informational Notice
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Notice 2009-33 - Informational Notice
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Notice 2009-31 - Informational Notice
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Notice 2009-30 - Informational Notice
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Notice 2009-29 - Informational Notice
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Notice 2009-27 - Informational Notice
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Notice 2009-28 - Informational Notice
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Notice 2009-26 - Informational Notice
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Notice 2009-25 - Informational Notice
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Notice 2009-24 - Informational Notice
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Notice 2009-22 - Informational Notice
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Notice 2009-23 - Informational Notice
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Notice 2009-21 - Informational Notice
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Notice 2009-20 - Request for Comment
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Comment due:
Comments on MSRB Notice 2009-20 (May 12, 2009)
- First Southwest Company: Letter from Hill A. Feinberg, Chairman, dated June 26, 2009
- Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 29, 2009
Notice 2009-18 - Informational Notice
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Notice 2009-19 - Informational Notice
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Notice 2009-17 - Informational Notice
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Notice 2009-16 - Informational Notice
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Notice 2009-15 - Informational Notice
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Notice 2009-14 - Informational Notice
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Notice 2009-13 - Informational Notice
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