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Notice 2009-63 - Informational Notice

Publication date: 12/21/2009

MSRB Amends Pending Proposal on Additional Voluntary Submissions by Issuers and Obligated Persons to the MSRB'S Electronic Municipal Market Access System (EMMA)

Notice 2009-64 - Informational Notice

Publication date: 12/21/2009

MSRB Amends Pending Proposal on Underwriter Submission of Information about Continuing Disclosure Undertakings to the MSRB's Electronic Municipal Market Access System (EMMA)

Rule Number:

Rule G-32

Notice 2009-62 - Informational Notice

Publication date: 12/04/2009

Amendments Filed to Rule G-37 Regarding Contributions to Bond Ballot Campaigns

Rule Number:

Rule G-37

Notice 2009-61 - Informational Notice

Publication date: 12/01/2009

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule G-32, Rule A-13

Notice 2009-60 - Informational Notice

Publication date: 11/24/2009

MSRB Primary Market and Continuing Disclosure Submission Services - Reminder of Upcoming Word-Searchable Document Requirement and Update on Other Submission-Related Matters

Rule Number:

Rule G-32

Notice 2009-59 - Informational Notice

Publication date: 11/18/2009

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

Notice 2009-58 - Informational Notice

Publication date: 11/05/2009

Proposed Rule A-16 on Examination Fees

Rule Number:

Rule A-16

Notice 2009-57 - Informational Notice

Publication date: 10/21/2009

Upcoming Changes to the Real-Time Transaction Reporting System

Notice 2009-55 - Informational Notice

Publication date: 09/30/2009

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Rule Number:

Rule G-11, Rule G-12

Notice 2009-56 - Informational Notice

Publication date: 09/30/2009

Amendments to Rule A-13 on Underwriting Assessments

Rule Number:

Rule A-13

Notice 2009-54 - Informational Notice

Publication date: 09/29/2009

Reminder Notice on Fair Practice Duties to Issuers of Municipal Securities

Rule Number:

Rule G-17, Rule G-20

Notice 2009-52 - Informational Notice

Publication date: 09/22/2009

MSRB Hosts Webinar Series on Market Information Programs

Notice 2009-53 - Informational Notice

Publication date: 09/22/2009

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Notice 2009-51 - Request for Comment

Publication date: 09/16/2009 | Comment due: 10/30/2009

Request for Comment: Rule G-37 on Political Contributions and Prohibitions on Municipal Securities Business – Bank and Bank Holding Company Political Action Committee Contributions

Rule Number:

Rule G-37

Comments on MSRB Notice 2009-51 (September 16, 2009)

ABA Securities Association: Letter from Carolyn Walsh, Deputy General Counsel, dated October 30, 2009
BMO Capital Markets GKST Inc.: Letter from Robert J. Stracks, Counsel, dated October 30, 2009
Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated October 30, 2009

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Notice 2009-49 - Informational Notice

Publication date: 08/25/2009

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Rule Number:

Rule G-15

Notice 2009-48 - Informational Notice

Publication date: 08/13/2009

Amendment to Rule A-14, on Annual Fee

Notice 2009-47 - Request for Comment

Publication date: 08/11/2009 | Comment due: 09/11/2009

Request for Comment Regarding Priority of Orders in Primary Offerings

Rule Number:

Rule G-11, Rule G-17

Comments on MSRB Notice 2009-47 (August 11, 2009)

First Southwest Company: Letter from Carl Giles, Managing Director, dated September 10, 2009
Metropolitan Washington Airports Authority: Letter from Lynn Hampton, CPA, Vice President for Finance and Chief Financial Officer, dated August 18, 2009
Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 11, 2009
Securities Industry and Financial Markets Association: Letter from Leon J. Bijou, Managing Director and Associate General Counsel, dated September 11, 2009
Siebert Brandford Shank & Co., LLC: Letter from Napoleon Brandford, III, Chairman, dated September 8, 2009

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Notice 2009-46 - Informational Notice

Publication date: 08/06/2009

Amendments to Rules G-11 and G-12 Filed with SEC

Rule Number:

Rule G-11, Rule G-12

Notice 2009-45 - Informational Notice

Publication date: 07/29/2009

Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6

Rule Number:

Rule A-3, Rule A-4, Rule A-5, Rule A-6

Notice 2009-44 - Informational Notice

Publication date: 07/18/2009

MSRB Files Proposals to Provide for Additional Primary Market and Continuing Disclosure Information to Be Made Available Through the MSRB’s Electronic Municipal Market Access System (“EMMA”)

Rule Number:

Rule G-32

Notice 2009-42 - Informational Notice

Publication date: 07/14/2009

Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Information for:

Dealers, Investors

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

Notice 2009-43 - Request for Comment

Publication date: 07/13/2009 | Comment due: 09/01/2009

Request for Comment on Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-8, Rule G-34

Comments on MSRB Notice 2009-43 (July 14, 2009)

Allstate Investments, LLC: Letter from Patricia W. Wilson, Senior Managing Director, Global Alternatives, dated September 1, 2009
BMO Capital Markets GKST Inc: Letter from Robert J. Stracks, Counsel, dated September 1, 2009
First Southwest Company: Letter from Carl Giles, Managing Director, dated August 31, 2009
Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 1, 2009
Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 1, 2009

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Notice 2009-41 - Informational Notice

Publication date: 07/10/2009

Applicability of MSRB Rules to California Registered Warrants

Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

Notice 2009-39 - Informational Notice

Publication date: 07/01/2009

MSRB Launches the Continuing Disclosure Service of Its Electronic Municipal Market Access System ("EMMA")

Notice 2009-38 - Informational Notice

Publication date: 06/30/2009

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Amends Pending Proposal on Additional Voluntary Submissions by Issuers and Obligated Persons to the MSRB'S Electronic Municipal Market Access System (EMMA)

MSRB Amends Pending Proposal on Underwriter Submission of Information about Continuing Disclosure Undertakings to the MSRB's Electronic Municipal Market Access System (EMMA)

Amendments Filed to Rule G-37 Regarding Contributions to Bond Ballot Campaigns

Reminder of December 1, 2009 Effective Date of Amendments to Rule A-13 on Underwriting Assessments

MSRB Primary Market and Continuing Disclosure Submission Services - Reminder of Upcoming Word-Searchable Document Requirement and Update on Other Submission-Related Matters

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Proposed Rule A-16 on Examination Fees

Upcoming Changes to the Real-Time Transaction Reporting System

Amendments Approved to Rules G-11 AND G-12 Regarding Settlement Dates and Payments of Designations

Amendments to Rule A-13 on Underwriting Assessments

Reminder Notice on Fair Practice Duties to Issuers of Municipal Securities

MSRB Hosts Webinar Series on Market Information Programs

MSRB and SIFMA to Co-Host Regulatory and Compliance Seminars

Request for Comment: Rule G-37 on Political Contributions and Prohibitions on Municipal Securities Business – Bank and Bank Holding Company Political Action Committee Contributions

Comments on MSRB Notice 2009-51 (September 16, 2009)

Build America Bonds: Reminder of Rule G-15(a) Customer Confirmation Yield Disclosure Requirement

Amendment to Rule A-14, on Annual Fee

Request for Comment Regarding Priority of Orders in Primary Offerings

Comments on MSRB Notice 2009-47 (August 11, 2009)

Amendments to Rules G-11 and G-12 Filed with SEC

Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6

MSRB Files Proposals to Provide for Additional Primary Market and Continuing Disclosure Information to Be Made Available Through the MSRB’s Electronic Municipal Market Access System (“EMMA”)

Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities

Request for Comment on Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Comments on MSRB Notice 2009-43 (July 14, 2009)

Applicability of MSRB Rules to California Registered Warrants

MSRB Launches the Continuing Disclosure Service of Its Electronic Municipal Market Access System ("EMMA")

MSRB and FINRA Issue Joint Investor Education Notice

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Comments on MSRB Notice 2009-51 (September 16, 2009)

Comments on MSRB Notice 2009-47 (August 11, 2009)

Comments on MSRB Notice 2009-43 (July 14, 2009)

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market