Regulatory Documents

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Notice 2011-48 - Informational Notice

Publication date: 08/23/2011

MSRB Files Municipal Advisor Fiduciary Duty Rule and Interpretive Notice

Notice 2011-47 - Informational Notice

Publication date: 08/22/2011

MSRB Files Rule G-44 (On Supervision of Municipal Advisory Activities) and Associated Amendments to Rule G-8 (On Books and Records) and G-9 (On Preservation of Records)

Notice 2011-46 - Informational Notice

Publication date: 08/19/2011

MSRB Files Pay to Play Rule for Municipal Advisors and Changes to Dealer Pay to Play Rule

Rule Number:

Rule G-8, Rule G-9

Notice 2011-45 - Informational Notice

Publication date: 08/15/2011

MSRB to Provide Written Verification of Municipal Advisor and Dealer Registration Status

Notice 2011-44 - Informational Notice

Publication date: 08/12/2011

Rule G-34(c) ARS and VRDO Data Element Clarification and Reminder of Timeliness and Accuracy Requirement

Rule Number:

Rule G-34

Notice 2011-43 - Informational Notice

Publication date: 08/11/2011

MSRB Files with the SEC Amendments to Rule A-3 to Establish a Permanent Board Structure

Rule Number:

Rule A-3

Notice 2011-39 - Informational Notice

Publication date: 08/08/2011

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar in New York

Notice 2011-38 - Informational Notice

Publication date: 08/04/2011

Amendments Filed Regarding MSRB Rule G-20 on Gifts and Gratuities

Rule Number:

Rule G-8, Rule G-9, Rule G-20

Notice 2011-37 - Informational Notice

Publication date: 08/03/2011

Financial Advisors, Private Placements, and Bank Loans

Notice 2011-36 - Informational Notice

Publication date: 08/02/2011

Interpretive Guidance Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

Rule Number:

Rule G-17

Notice 2011-32 - Informational Notice

Publication date: 07/05/2011

MSRB Expresses Concern Regarding Activities of Unregistered Municipal Advisors

Notice 2011-31 - Informational Notice

Publication date: 06/21/2011

MSRB Files Revised Series 51 Study Outline

Notice 2011-30 - Informational Notice

Publication date: 06/16/2011

MSRB Announces Education and Outreach Seminar in Denver, Colorado

Notice 2011-29 - Informational Notice

Publication date: 05/31/2011

Securities and Exchange Commission Approves Amendments to MSRB Rule G-23 Relating to the Activities of Financial Advisors

Rule Number:

Rule G-23

Notice 2011-27 - Informational Notice

Publication date: 05/23/2011

EMMA Enhancements Providing for Additional Voluntary Submissions by Issuers and Obligated Persons Effective May 23, 2011

Notice 2011-26 - Informational Notice

Publication date: 05/16/2011

Changes to MSRB Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Rule Number:

Rule G-8, Rule G-34

Notice 2011-25 - Informational Notice

Publication date: 04/27/2011

Fee Change for Historical Transaction Data Product

Notice 2011-24 - Informational Notice

Publication date: 04/22/2011

MSRB Announces Education and Outreach Seminar in Atlanta, Georgia

Notice 2011-23 - Informational Notice

Publication date: 04/21/2011

MSRB Reminds Dealers of May 16, 2011 Effective Date of Changes to Rule G-8 and Rule G-34 and Announces Training Webinars

Notice 2011-22 - Informational Notice

Publication date: 04/14/2011

MSRB Hosts Webinars on Expanded EMMA Features

Notice 2011-21 - Informational Notice

Publication date: 04/11/2011

SEC Approves Amendments to SHORT System Subscription Service

Notice 2011-20 - Informational Notice

Publication date: 03/23/2011

EMMA Enhancements on Voluntary Issuer Submissions Effective May 23, 2011

Notice 2011-19 - Informational Notice

Publication date: 03/15/2011

MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in Minneapolis

Notice 2011-17 - Informational Notice

Publication date: 02/23/2011

Notice on Upcoming Changes to Rule G-34(c) to Require Dealer Submission of ARS and VRDO Documents to the SHORT System

Rule Number:

Rule G-34

Notice 2011-15 - Informational Notice

Publication date: 02/14/2011

MSRB Files Amendments to Rule A-15 Relating to Notification to Board of Change in Status or Change of Name and Address

Rule Number:

Rule A-12

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Files Municipal Advisor Fiduciary Duty Rule and Interpretive Notice

MSRB Files Rule G-44 (On Supervision of Municipal Advisory Activities) and Associated Amendments to Rule G-8 (On Books and Records) and G-9 (On Preservation of Records)

MSRB Files Pay to Play Rule for Municipal Advisors and Changes to Dealer Pay to Play Rule

MSRB to Provide Written Verification of Municipal Advisor and Dealer Registration Status

Rule G-34(c) ARS and VRDO Data Element Clarification and Reminder of Timeliness and Accuracy Requirement

MSRB Files with the SEC Amendments to Rule A-3 to Establish a Permanent Board Structure

MSRB and SIFMA to Co-Host Municipal Securities Regulation Seminar in New York

Amendments Filed Regarding MSRB Rule G-20 on Gifts and Gratuities

Financial Advisors, Private Placements, and Bank Loans

Interpretive Guidance Concerning the Application of MSRB Rule G-17 to Underwriters of Municipal Securities

MSRB Expresses Concern Regarding Activities of Unregistered Municipal Advisors

MSRB Files Revised Series 51 Study Outline

MSRB Announces Education and Outreach Seminar in Denver, Colorado

Securities and Exchange Commission Approves Amendments to MSRB Rule G-23 Relating to the Activities of Financial Advisors

EMMA Enhancements Providing for Additional Voluntary Submissions by Issuers and Obligated Persons Effective May 23, 2011

Changes to MSRB Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Fee Change for Historical Transaction Data Product

MSRB Announces Education and Outreach Seminar in Atlanta, Georgia

MSRB Reminds Dealers of May 16, 2011 Effective Date of Changes to Rule G-8 and Rule G-34 and Announces Training Webinars

MSRB Hosts Webinars on Expanded EMMA Features

SEC Approves Amendments to SHORT System Subscription Service

EMMA Enhancements on Voluntary Issuer Submissions Effective May 23, 2011

MSRB and BDA to Co-Host Municipal Securities Regulation Seminar in Minneapolis

Notice on Upcoming Changes to Rule G-34(c) to Require Dealer Submission of ARS and VRDO Documents to the SHORT System

MSRB Files Amendments to Rule A-15 Relating to Notification to Board of Change in Status or Change of Name and Address

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market