Select regulatory documents by category:

Regulatory Document Type

Back to top
Notice 2015-06 - Informational Notice
Publication date:
MSRB Files Content Outline for Municipal Advisor Representative Qualification Examination (Series 50)
Information for:

Municipal Advisors

Rule Number:

Rule G-3

Share
Notice 2015-05 - Informational Notice
Publication date:
MSRB Amends Fees Charged for Qualification Examinations
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-16

Share
Notice 2015-04 - Informational Notice
Publication date:
MSRB to Amend Rules to Create Professional Qualification Standards for Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-1, Rule G-2, Rule G-3, Rule D-13

Share
Notice 2015-03 - Informational Notice
Publication date:
Bank Loan Disclosure Market Advisory
Information for:

Bank Dealers, Dealers, Municipal Advisors

Share
Notice 2015-01 - Informational Notice
Publication date:
MSRB Seeks Applicants for Board of Directors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Share
Notice 2014-19 - Informational Notice
Publication date:
SEC Approves MSRB Rule G-44 on Supervisory and Compliance Obligations of Municipal Advisors, and Amendments to MSRB Rules G-8 and G-9
Information for:

Municipal Advisors

Rule Number:

Rule G-8, Rule G-9

Share
Notice 2014-10 - Informational Notice
Publication date:
Guidance on the MSRB Municipal Advisor Registration Process
Information for:

Municipal Advisors

Rule Number:

Rule A-12

Share
Notice 2014-09 - Informational Notice
Publication date:
MSRB to Implement New MSRB Rule A-11 Establishing Fees for Municipal Advisor Professionals
Information for:

Municipal Advisors

Rule Number:

Rule A-11

Share
Notice 2014-06 - Informational Notice
Publication date:
Fee Changes for Data Subscription Products and Services
Information for:

Bank Dealers, Dealers, Municipal Advisors

Share
Notice 2014-05 - Informational Notice
Publication date:
SEC Approves New Consolidated Registration Rule and Registration Form for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-14, Rule A-12

Share
Notice 2014-03 - Informational Notice
Publication date:
MSRB to Collect Additional Data About 529 College Savings Plans
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Rule Number:

Rule G-8, Rule G-9

Share
Notice 2013-17 - Informational Notice
Publication date:
Notice Regarding MSRB Policy on Interpretive Guidance
Information for:

Bank Dealers, Dealers, Municipal Advisors

Share
Notice 2013-11 - Informational Notice
Publication date:
Enhancements to New Issue Information on EMMA
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-32, Rule G-34

Share
Notice 2013-01 - Informational Notice
Publication date:
MSRB Seeks Board of Directors Applicants
Information for:

Bank Dealers, Dealers, Municipal Advisors

Share
Notice 2012-64 - Informational Notice
Publication date:
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Share
Print