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Notice 2019-05 -
Publication date:
MSRB Amends Implementation Guidance on MSRB Rule G-18, on Best Execution
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18

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Notice 2018-17 - Regulatory Reminder
Publication date:
Compliance Advisory for Brokers, Dealers and Municipal Securities Dealers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11, Rule G-15, Rule G-18, Rule G-19, Rule G-23, Rule G-27, Rule G-30

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Notice 2018-01 - Regulatory Reminder
Publication date:
MSRB Reminds Dealers of Existing Guidance on Filtering of Bids and Offers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-43

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Notice 2015-23 - Informational Notice
Publication date:
MSRB Provides Implementation Guidance on MSRB Rule G-18, on Best Execution
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-48, Rule D-15

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Notice 2015-14 - Informational Notice
Publication date:
MSRB Revises Effective Date for MSRB Rule G-18, on Best Execution of Transactions in Municipal Securities, and Related Rule Amendments
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-18, Rule G-48, Rule D-15

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Notice 2014-11 - Informational Notice
Publication date:
MSRB to Consolidate Dealers' Fair-Pricing Obligations into MSRB Rule G-30
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-30, Rule G-48

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Notice 2013-13 - Informational Notice
Publication date:
Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

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Notice 2012-62 - Informational Notice
Publication date:
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

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Notice 2009-42 - Informational Notice
Publication date:
Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities
Information for:

Dealers, Investors

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

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