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Notice 2008-19 - Request for Comment
Publication date: | Comment due:
MSRB Seeks Comment on the Reporting of Proprietary Desk Transactions under Rule G-14, on Reports of Sales or Purchases
Rule Number:

Rule G-14


Comments on MSRB Notice 2008-19 (April 11, 2008)

  1. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 5, 2008
  2. UMB Bank, N.A.: E-mail from Kristin M. Koziol, Vice President & Manager of Municipal Underwriting, dated April 25, 2008
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Notice 2008-15 - Request for Comment
Publication date: | Comment due:
Request for Comment: Plan for Increasing Information Available for Municipal Auction Rate Securities
Rule Number:

Rule G-14


Comments on MSRB Notice 2008-15 (March 17, 2008)

  1. Digital Assurance Certification, LLC: Letter from Paula Stuart, Chief Executive Officer, dated April 21, 2008
  2. McPherson, Jack B: Letter dated March 27, 2008
  3. Mikag: E-mail dated April 23, 2008
  4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated April 21, 2008
  5. Saber Partners, LLC: Letter from Joseph S. Fichera, Senior Managing Director and CEO, dated July 9, 2008
  6. Securities Industry and Financial Markets Association:Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated April 21, 2008
  7. Yankauer, Jeff: E-mail dated April 17, 2008
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