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Notice 2021-16 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Request for Comment on New Issue Pricing Resources
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-17, Rule G-27, Rule G-42, Rule G-44

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Notice 2020-17 - Informational Notice
Publication date:
Reminder for Regulated Entities of Their Annual Notification Requirements Under Rule G-10
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule D-9

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Notice 2020-13 - Approval Notice
Publication date:
MSRB Harmonizes Rules with Requirements of Regulation Best Interest
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-19, Rule G-20, Rule G-48

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Notice 2018-18 - Regulatory Reminder
Publication date:
Compliance Advisory for Municipal Advisors
Information for:

General Public, Investors, Issuers, Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-42, Rule G-44

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Notice 2017-08 - Informational Notice
Publication date:
Application of MSRB Rules to Solicitor Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-5, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-44, Rule A-11, Rule A-12, Rule A-16

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Notice 2017-03 - Informational Notice
Publication date:
SEC Approves Extension of MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and the Modernization of Those Rules
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule G-32

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Notice 2014-19 - Informational Notice
Publication date:
SEC Approves MSRB Rule G-44 on Supervisory and Compliance Obligations of Municipal Advisors, and Amendments to MSRB Rules G-8 and G-9
Information for:

Municipal Advisors

Rule Number:

Rule G-8, Rule G-9

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Notice 2014-03 - Informational Notice
Publication date:
MSRB to Collect Additional Data About 529 College Savings Plans
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Rule Number:

Rule G-8, Rule G-9

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Notice 2012-62 - Informational Notice
Publication date:
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

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Notice 2012-32 - Informational Notice
Publication date:
Reminder of June 16, 2012 Effective Date Regarding Amendments to MSRB Rule G-9 on Preservation of Records
Rule Number:

Rule G-9

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Notice 2012-12 - Informational Notice
Publication date:
MSRB Files Rule Proposal on Regulation of Broker’s Brokers
Rule Number:

Rule G-8, Rule G-9, Rule G-18

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Notice 2011-46 - Informational Notice
Publication date:
MSRB Files Pay to Play Rule for Municipal Advisors and Changes to Dealer Pay to Play Rule
Rule Number:

Rule G-8, Rule G-9

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Notice 2011-38 - Informational Notice
Publication date:
Amendments Filed Regarding MSRB Rule G-20 on Gifts and Gratuities
Rule Number:

Rule G-8, Rule G-9, Rule G-20

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Notice 2010-26 - Informational Notice
Publication date:
Priority of Orders in Primary Offerings Proposed Rule Change Approved
Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

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Notice 2008-37 - Informational Notice
Publication date:
Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System
Rule Number:

Rule G-8, Rule G-9, Rule G-34

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Notice 2008-22 - Informational Notice
Publication date:
SEC Approves Rule Changes to Require Underwriter Participation with DTCC'S NIIDS System
Rule Number:

Rule G-8, Rule G-9, Rule G-34

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Notice 2008-06 - Informational Notice
Publication date:
Reminder: New Supervisory Requirements Under Rule G-27 Become Effective February 29, 2008
Rule Number:

Rule G-8, Rule G-9, Rule G-27

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