Regulatory Documents

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Notice 2011-38 - Informational Notice

Publication date: 08/04/2011

Amendments Filed Regarding MSRB Rule G-20 on Gifts and Gratuities

Rule Number:

Rule G-8, Rule G-9, Rule G-20

Notice 2011-26 - Informational Notice

Publication date: 05/16/2011

Changes to MSRB Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Rule Number:

Rule G-8, Rule G-34

Notice 2011-09 - Informational Notice

Publication date: 02/08/2011

Amendments to Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Rule Number:

Rule G-8, Rule G-34

Notice 2010-31 - Informational Notice

Publication date: 08/26/2010

SEC Approves Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-8, Rule G-34

Notice 2010-26 - Informational Notice

Publication date: 08/15/2010

Priority of Orders in Primary Offerings Proposed Rule Change Approved

Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

Notice 2010-23 - Informational Notice

Publication date: 08/04/2010

MSRB Amends Proposal on Priority of Orders in Primary Offerings

Rule Number:

Rule G-8, Rule G-11, Rule G-17

Notice 2010-03 - Informational Notice

Publication date: 02/01/2010

Reminder of February 1, 2010 Effective Date of Amendments to Rule G-8 and Rule G-37 Relating to Bond Ballot Campaign Contributions

Rule Number:

Rule G-8, Rule G-37

Notice 2010-01 - Informational Notice

Publication date: 01/22/2010

SEC Approves Amendments to Rule G-37 and Rule G-8 Relating to Political Contributions

Rule Number:

Rule G-8, Rule G-37

Notice 2009-59 - Informational Notice

Publication date: 11/18/2009

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

Notice 2009-16 - Informational Notice

Publication date: 04/28/2009

Notice of Filling of Amendment to Rule G-8, on Books and Records, Relating to Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-8

Notice 2008-37 - Informational Notice

Publication date: 09/08/2008

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Notice 2008-32 - Informational Notice

Publication date: 07/22/2008

Amendments Approved to Rules G-11, G-12 and G-8

Rule Number:

Rule G-11, Rule G-12, Rule G-8

Notice 2008-29 - Informational Notice

Publication date: 06/27/2008

Further Technical Amendments Filed to Rule G-12, on Uniform Practice, and G-8, on Books and Records

Rule Number:

Rule G-8, Rule G-12

Notice 2008-22 - Informational Notice

Publication date: 05/02/2008

SEC Approves Rule Changes to Require Underwriter Participation with DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Notice 2008-20 - Informational Notice

Publication date: 04/22/2008

Amendment to Proposed Rule Changes Requiring Underwriter Participation with DTCC's NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Notice 2008-10 - Informational Notice

Publication date: 02/20/2008

Notice of Filing of Proposed Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40

Rule Number:

Rule G-8

Notice 2008-06 - Informational Notice

Publication date: 02/07/2008

Reminder: New Supervisory Requirements Under Rule G-27 Become Effective February 29, 2008

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2007-36 - Informational Notice

Publication date: 11/27/2007

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-14, Rule G-34

Notice 2007-16 - Informational Notice

Publication date: 05/25/2007

SEC Approves Amendments to Rule G-27 on Supervision, Rule G-8 on Recordkeeping, and Rule G-9 on Record Retention. The Amendments Become Effective November 26, 2007

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2007-05 - Informational Notice

Publication date: 01/25/2007

MSRB Seeks Comments on Draft Rule Changes to Establish an Electronic Access System for Official Statements

Rule Number:

Rule G-8, Rule G-9, Rule G-32

Notice 2006-33 - Informational Notice

Publication date: 11/24/2006

Notice of Filing of Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2005-52 - Informational Notice

Publication date: 10/05/2005

SEC Approves Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Books and Records

Rule Number:

Rule G-8, Rule G-20

Notice 2005-44 - Informational Notice

Publication date: 08/18/2005

SEC Approves Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Rule Number:

Rule G-8, Rule G-37, Rule G-38

Notice 2005-25 - Informational Notice

Publication date: 05/03/2005

Notice of Filing of Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses

Rule Number:

Rule G-8

Notice 2005-21 - Informational Notice

Publication date: 04/01/2005

Amendment No. 1 Filed to Proposal to Add Requirements for Predispute Arbitration Agreements with Customers

Rule Number:

Rule G-8

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

Amendments Filed Regarding MSRB Rule G-20 on Gifts and Gratuities

Changes to MSRB Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Amendments to Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

SEC Approves Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Priority of Orders in Primary Offerings Proposed Rule Change Approved

MSRB Amends Proposal on Priority of Orders in Primary Offerings

Reminder of February 1, 2010 Effective Date of Amendments to Rule G-8 and Rule G-37 Relating to Bond Ballot Campaign Contributions

SEC Approves Amendments to Rule G-37 and Rule G-8 Relating to Political Contributions

Rule Amendments and Interpretive Notice Filed Regarding Priority of Orders in Primary Offerings

Notice of Filling of Amendment to Rule G-8, on Books and Records, Relating to Auction Rate Securities and Variable Rate Demand Obligations

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Amendments Approved to Rules G-11, G-12 and G-8

Further Technical Amendments Filed to Rule G-12, on Uniform Practice, and G-8, on Books and Records

SEC Approves Rule Changes to Require Underwriter Participation with DTCC'S NIIDS System

Amendment to Proposed Rule Changes Requiring Underwriter Participation with DTCC's NIIDS System

Notice of Filing of Proposed Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40

Reminder: New Supervisory Requirements Under Rule G-27 Become Effective February 29, 2008

Notice of Filing of Proposed Rule Changes to Extend the Expiration of the Three-Hour Exception and to Require Underwriter Participation with DTCC'S NIIDS System

SEC Approves Amendments to Rule G-27 on Supervision, Rule G-8 on Recordkeeping, and Rule G-9 on Record Retention. The Amendments Become Effective November 26, 2007

MSRB Seeks Comments on Draft Rule Changes to Establish an Electronic Access System for Official Statements

Notice of Filing of Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention

SEC Approves Amendments to Rule G-20, on Gifts and Gratuities, and Rule G-8, on Books and Records

SEC Approves Amendments to Rule G-38 Relating to Solicitation of Municipal Securities Business

Notice of Filing of Amendment to Rule G-8, on Recordkeeping, Relating to Delivery of Customer Agreements Containing Predispute Arbitration Clauses

Amendment No. 1 Filed to Proposal to Add Requirements for Predispute Arbitration Agreements with Customers

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market