Comments on MSRB Notice 2010-10 (April 21, 2010)

1.  BMO Capital Markets: Letter from Robert J. Stracks, Counsel, dated June 7, 2010
2.  Citigroup Global Markets: Letter from Howard Marsh, Managing Director, Municipal Securities Division, dated June 14, 2010
3.  Coastal Securities, Inc.: Letter from Chris Melton, Executive Vice President, dated August 3, 2010
4.  J.J.B. Hilliard, W.L. Lyons, LLC: Letter from Ronald J. Dieckman, Director, Municipal Bonds, dated June 4, 2010
5.  Regional Bond Dealers Association: Letter from Mike Nicholas, Chief Executive Officer, dated June 4, 2010
6.  Riedl First Securities: Letter from Gerald D. Riedl, President/CEO, dated June 1, 2010
7.  Roberts & Ryan Investments Inc.: E-mail from Daniel W. Roberts, President/CEO, dated April 21, 2010
8.  RW Smith and Associates, Inc.: Letter from Paige W. Pierce, President and CEO, dated June 4, 2010
9.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 7, 2010

Comments on MSRB Notice 2009-51 (September 16, 2009)

1. ABA Securities Association: Letter from Carolyn Walsh, Deputy General Counsel, dated October 30, 2009
2. BMO Capital Markets GKST Inc.: Letter from Robert J. Stracks, Counsel, dated October 30, 2009
3. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated October 30, 2009

Comments on MSRB Notice 2009-47 (August 11, 2009)

1. First Southwest Company: Letter from Carl Giles, Managing Director, dated September 10, 2009
2. Metropolitan Washington Airports Authority: Letter from Lynn Hampton, CPA, Vice President for Finance and Chief Financial Officer, dated August 18, 2009
3. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 11, 2009
4. Securities Industry and Financial Markets Association: Letter from Leon J. Bijou, Managing Director and Associate General Counsel, dated September 11, 2009
5. Siebert Brandford Shank & Co., LLC: Letter from Napoleon Brandford, III, Chairman, dated September 8, 2009

Comments on MSRB Notice 2009-43 (July 14, 2009)

1. Allstate Investments, LLC: Letter from Patricia W. Wilson, Senior Managing Director, Global Alternatives, dated September 1, 2009
2. BMO Capital Markets GKST Inc: Letter from Robert J. Stracks, Counsel, dated September 1, 2009
3. First Southwest Company: Letter from Carl Giles, Managing Director, dated August 31, 2009
4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 1, 2009
5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 1, 2009

Comments on MSRB Notice 2009-35 (June 22, 2009) 

1. BMO Capital Markets: Letter from Robert J. Stracks, Counsel, dated August 7, 2009
2. George K. Baum & Company: Letter from Robert K. Dalton, Vice Chairman, dated July 30, 2009
3. George K. Baum & Company, Letter from Kent Lund, Executive Vice President, Chief Compliance Officer, dated August 7, 2009
4. Morgan Stanley: Letter from Stratford Shields, Managing Director, Head of Public Finance, dated July 30, 2009
5. Piper Jaffray & Co.: Letter from Frank Fairman, Managing Director, Head of Public Finance Services, and Rebecca Lawrence, Assistant General Counsel, dated August 7, 2009
6. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated August 7, 2009
7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated August 7, 2009
8. Stone & Youngberg: Letter from Kenneth E. Williams, President, Chief Executive Officer, dated August 13, 2009

Comments on MSRB Notice 2009-20 (May 12, 2009)

1. First Southwest Company: Letter from Hill A. Feinberg, Chairman, dated June 26, 2009
2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 29, 2009

No comments available.

Comments on MSRB Notice 2008-24 (May 23, 2008)

1. Digital Assurance Certification LLC: Letter from Paula Stuart, Chief Executive Officer, dated July 1, 2008
2. Depository Trust and Clearing Corporation: Letter from Daniel Thieke, Vice President, dated June 26, 2008
3. Merrill Lynch : Letter from Christine Walsh, Managing Director, dated June 26, 2008
4. Saber Partners, LLC: Letter from Joseph S. Fichera, Senior Managing Director and CEO, dated July 9, 2008
5. RW Smith and Associates, Inc.: Letter from S. Lauren Heyne, Chief Compliance Officer, dated June 30, 2008
6. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 30, 2008
7. SunTrust Robinson Humphrey: Letter from Dara L. Smith, Managing Director, dated June 27, 2008
8. Thornton Farish Inc.: Letter from Joseph A. Whitehead, dated June 30, 2008
9. W.R. Taylor and Company, LLC: Letter from Belle Walker, Senior Vice President, dated August 7, 2008

Comments on MSRB Notice 2008-19 (April 11, 2008)

1. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 5, 2008
2. UMB Bank, N.A.: E-mail from Kristin M. Koziol, Vice President & Manager of Municipal Underwriting, dated April 25, 2008

No comments available.

Comments on MSRB Notice 2008-15 (March 17, 2008)

1. Digital Assurance Certification, LLC: Letter from Paula Stuart, Chief Executive Officer, dated April 21, 2008
2. McPherson, Jack B: Letter dated March 27, 2008
3. Mikag: E-mail dated April 23, 2008
4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated April 21, 2008
5. Saber Partners, LLC: Letter from Joseph S. Fichera, Senior Managing Director and CEO, dated July 9, 2008
6. Securities Industry and Financial Markets Association:Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated April 21, 2008
7. Yankauer, Jeff: E-mail dated April 17, 2008

1.  American Bankers Association: Letter from Cristeena G. Naser, Senior Counsel, Center for Securities, Trust & Investments, dated February 28, 2008

2.  Council of Infrastructure Financing Authorities: Letter from Rick Farrell, Executive Director, dated February 25, 2008

3.  First Southwest Company: Letter from Jack Addams, Managing Director, Public Finance, dated February 25, 2008

4.  Government Finance Officers Association; National Association of State Auditors, Comptrollers and Treasurers; National Association of State Treasurers: Letter from Jeffrey L. Esser, GFOA Executive Director and CEO; Vernon L. Larson, NASACT President & South Dakota State Treasurer; and Lynn Jenkins, NAST President & Kansas State Treasurer; dated February 25, 2008

5.  Investment Company Institute: Letter from Heather Traeger, Assistant Counsel, dated February 25, 2008

6.  National Association of Bond Lawyers: Letter from J. Foster Clark, President, dated February 25, 2008

7.  National Association of Health and Education Facilities Finance Authorities: Letter from Robert Donovan, Executive Director, Rhode Island Health and Educational Building Corporation, and Stephen M. Fillebrown, Director of Research, Investor Relations and Compliance, New Jersey Health Care Facilities Financing Authority, dated March 3, 2008

8.  National Association of Independent Public Finance Advisors: Letter from Kathleen A. Aho, President, dated March 10, 2008

9.  National Federation of Municipal Analysts: Letter from Rob Yolland, Chairman, dated March 10, 2008

10.  Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated February 25, 2008

Comments on MSRB Notice 2007-10 (March 5, 2007)

1. Bear Stearns and Co. Inc.: Letter from Daniel L. Keating, Senior Managing Director, dated May 9, 2007
2. CUSIP Service Bureau: Letter from Gerard Faulkner, Director of Operations, dated May 1, 2007
3. First Southwest Company: Letter from Richard A. DeLong, Managing Director, Municipal Trading and Underwriting, dated May 3, 2007
4. J.J.B. Hilliard, W.L. Lyons, Inc.: Letter from Lu Ann Vargo, Senior Vice President, Municipal Trader/Underwriter, dated April 4, 2007
5. Joe Jolly and Co., Inc.: Letter from Joe Jolly, Jr., dated May 3, 2007
6. Lehman Brothers: E-mail from Richard Sentochnik, Senior Vice President, dated May 3, 2007
7. Roosevelt and Cross, Inc.: Letter from Raymond J. O'Sullivan, Executive Vice President,
   dated April 30, 2007
8. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Vice President and Assistant General Counsel, dated May 9, 2007
9. Wiley Bros. Facsimile from Carrie Harris, dated May 3, 2007

No comments available.

No comments available.

No comments available.

Comments on MSRB Notice 2006-19 (July 27, 2006) 

1. American Bar Association, Section of State and Local Government Law: Letter from Edward J. Sullivan, Chair, dated October 9, 2006
2. American Governmental Financial Services Company: Letter from Robert W. Doty, President, dated September 15, 2006
3. Automatic Data Processing, Inc.: Letter from Gerard F. Scavelli, Senior Vice President & General Manager, dated September 15, 2006
4. Bernardi Securities, Inc.: Letter from Eric Bederman, Chief Compliance Officer, dated August 7, 2006
5. Bond Market Association: Letter from Leslie M. Norwood, Vice President and Assistant General Counsel, dated September 15, 2006
6. brokersXpress, LLC: Letter from Blaine Schwartz, President & CCO, dated September 15, 2006
7. College Savings Plans Network: Letter from Jackie T. Williams, Chair, dated September 22, 2006
8. Commerce Bancshares, Inc.: Letter from Michael A. Dardis, Manager of Trust and Investment Products Compliance, dated September 13, 2006
9. Digital Assurance Certification LLC: Letter from Paula Stuart, Chief Executive Officer, dated September 29, 2006
10. DPC DATA Inc.: Letter from Peter J. Schmitt, Chief Executive Officer, dated September 13, 2006
11. Edward D. Jones & Co., LP: Letter from Robert Beck, Principal, Municipal Bonds, dated September 13, 2006
12. First Southwest Company: Letter from Richard A. DeLong, Senior Vice President, Municipal Trading and Underwriting, dated September 15, 2006
13. Griffin, Kubik, Stephens & Thompson, Inc.: Letter from Robert J. Stracks, Counsel, dated September 14, 2006
14. Investment Company Institute: Letter from Elizabeth R. Krentzman, General Counsel, dated September 14, 2006
15. J.J.B. Hilliard, W.L. Lyons, Inc.: Letter from Ronald J. Dieckman, Senior Vice President, Director of Public Finance/Municipals, dated August 4, 2006
16. Morgan Keegan & Company, Inc.: Letter from Jerry L. Chapman, Managing Director, Municipal Product Manager, dated August 31, 2006
17. Municipal Advisory Council of Texas: Letter from Gary P. Machak, Chairman, dated September 14, 2006
18. National Association of Bond Lawyers: Letter from Walter J. St. Onge III, President, dated September 14, 2006
19. National Federation of Municipal Analysts: Letter from Eric Friedland, Chairman, dated September 15, 2006
20. Regional Municipal Operations Association: Letter from Thomas Sargant, President, dated September 27, 2006
21. Securities Industry Association: Letter from Elizabeth Varley, Vice-President and Director of Retirement Policy, and Michael D. Udoff, Vice-President, Associate General Counsel and Secretary, dated September 20, 2006
22. Standard & Poor’s CUSIP Service Bureau: Letter from Gerard Faulkner, Director – CUSIP Operations, dated September 15, 2006
23. Stone, Daniel E.: Letter dated September 2, 2006
24. TRB Associates: Letter from Ruth D. Brod, Consultant, dated September 14, 2006
25. UBS Securities LLC: Letter from Terry L. Atkinson, Managing Director, dated September 15, 2006
26. UMB Bank, N.A.: Letter from James C. Thompson, Divisional Executive Vice President, Investment Banking Division, dated September 14, 2006
27. USAA Investment Management Company: Letter from Eileen M. Smiley, Vice President and Assistant Secretary, dated September 15, 2006
28. Wells Fargo Institutional Brokerage & Sales: Letter from John McCune, President, dated September 14, 2006
29. Zions Bank Public Finance: E-mail from Eric Pehrson, Vice President, dated September 8, 2006

No comments available.

No comments available.

No comments available.

No comments available.

No comments available.

No comments available.

No comments available.

No comments available.