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Notice 2016-03 - Approval Notice
Publication date:
SEC Approves New MSRB Rule G-42 on Duties of Non-Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-42

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Notice 2015-21 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-20 on Gifts, Gratuities and Non-Cash Compensation and Related Amendments to MSRB Rule G-8
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-20

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Notice 2014-19 - Informational Notice
Publication date:
SEC Approves MSRB Rule G-44 on Supervisory and Compliance Obligations of Municipal Advisors, and Amendments to MSRB Rules G-8 and G-9
Information for:

Municipal Advisors

Rule Number:

Rule G-8, Rule G-9

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Notice 2014-03 - Informational Notice
Publication date:
MSRB to Collect Additional Data About 529 College Savings Plans
Information for:

Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities

Rule Number:

Rule G-8, Rule G-9

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Notice 2013-20 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rules G-11, G-8 and G-32 to Include Provisions Specifically Tailored for Retail Order Periods
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-11, Rule G-32

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Notice 2012-64 - Informational Notice
Publication date:
SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-62 - Informational Notice
Publication date:
Reminder of Effective Date of New Rule and Interpretive Notice Concerning Regulation of Broker's Brokers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-9, Rule G-18, Rule G-43

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Notice 2012-52 - Informational Notice
Publication date:
MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

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Notice 2012-12 - Informational Notice
Publication date:
MSRB Files Rule Proposal on Regulation of Broker’s Brokers
Rule Number:

Rule G-8, Rule G-9, Rule G-18

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Notice 2011-46 - Informational Notice
Publication date:
MSRB Files Pay to Play Rule for Municipal Advisors and Changes to Dealer Pay to Play Rule
Rule Number:

Rule G-8, Rule G-9

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Notice 2011-38 - Informational Notice
Publication date:
Amendments Filed Regarding MSRB Rule G-20 on Gifts and Gratuities
Rule Number:

Rule G-8, Rule G-9, Rule G-20

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Notice 2010-26 - Informational Notice
Publication date:
Priority of Orders in Primary Offerings Proposed Rule Change Approved
Rule Number:

Rule G-8, Rule G-9, Rule G-11, Rule G-17

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