Overview
The MSRB's professional qualification program requires associated persons of brokers, dealers and municipal securities dealers (collectively "dealers") that engage in municipal securities activities and municipal advisors that engage in municipal advisory activities to meet professional qualification standards outlined in MSRB Rule G-3. The MSRB's professional qualification examinations are designed to ensure that such associated persons have the specified level of competency and knowledge of the federal securities laws, rules and regulations, including MSRB rules, applicable to the role and responsibilities of such associated persons in the municipal securities market. The examinations are not designed to assess an associated person’s aptitude for performing municipal securities activities or municipal advisory activities.
Learn More About the MSRB's Professional Qualification Examinations Including Content Outlines and Passing Scores:
- Series 51: Municipal fund securities limited principal
- Series 52: Municipal securities representative
- Series 53: Municipal securities principal
FINRA provides test administration services for the MSRB’s professional qualification examinations.
Professional Qualification Resources:
