MSRB 1983 Reports
Volume 3, Number 1 (January 1983)
Page 3 MSRB Financial Statements
Page 7 G-12: Comments Requested on Proposed Amendments Regarding Delivery Of Registered Securities
Page 15 G-25: Comments Requested on Proposed Amendments to Prohibitions Of Guaranteed Loss
Page 21 G-12: Amendments Filed Regarding Denominations of Registered Securities
Page 17 G-12: Amendments Filed Concerning Close-Out Procedures
Page 25 G-32: Frequently Asked Questions Concerning Disclosures in Connection With New Issues
Volume 3, Number 2 (April 1983)
Page 3 Delivery/Receipt Versus Payment Transactions Comments Requested
Page 7 G-12: Comments Requested Concerning Draft Amendment Requiring the Use of Automated Comparison, Clearance and Settlement Systems
Page 9 G-15: Comments requested on Proposed Amendment to Customer Confirmations
Page 11 G-11: Amendments Filed Which Provide Exemptions for Qualified Note Syndicates
Page 13 G-15: Amendment Filed Requiring CUSIP Numbers on Customer Confirmations
Page 15 Sales Activities in Banks’ Branches Letters of Interpretation
Page 17 G-8: Record keeping Requirements for “Introducing Brokers”
Page 18 G -12and G-15: Confirmation of Requirements for Bank Letter of Credit
Page 18 G-32: Disclosures in Connection with Negotiated Underwriting
Page 19 G-33: Disclosure of Day-Count Method Used in Calculation of Particular Note Transactions
Page 21 G-21: Frequently Asked Questions Concerning Advertising
Volume 3, Number 3 (May 1983)
Page 3 Registration of Municipal Securities – Joint Recommendation of MSRB, MFOA and Transfer Efficiency and Selection of Record Date
Page 5 G-12: Amendment Withdrawn Regarding Denominations of Registered Securities
Page 7 G-12: Proposed Amendments Filed regarding Deliveries of Registered Securities
Page 11 G-34: New Rule on CUSIP Numbers Approved
Page 15 G-12: Comments Requested on Draft Amendment Regarding Acceptance of partial Deliveries
Page 17 G-34: Comments Requested on CUSIP Number Eligibility Standards Letters of Interpretation
Page 19 Extraordinary Mandatory redemption Features
Page 21 G-12 and G-15: Put Option Bonds
Page 25 G-12: Amendment Approved Concerning Confirmations with CUSIP Number Discrepancies
Page 27 G-12: Amendments Approved Concerning Note Denominations
Page 29 G-15: Approved Requiring CUSIP Numbers on Customer Confirmations
Volume 3, Number 4 (July 1983)
Page 3 Registration of Municipal Securities – Review of Rules G-8, G-12, G-15, G-24
Page 7 G-12: Amendments Approved on Close-Out Procedures
Page 11 G-11: Amendments Approved which Provide Exemptions for Qualified note Syndicates
Page 13 Amendment Filed on Yield Disclosure
Page 15 G-12 and G-15: Amendments filed requiring that Confirmations Disclose Interest Payment Basis if Other than Semi-Annual
Page 17 G-1, G-3, and G-23: Application of Board Rules to Private Placements and Financial Advisory Services Rendered to Corporate Obligors on Industrial Development Bonds
Volume 3, Number 5 (September 1983)
Page 3 Five Board Members Elected to Three-Year Terms
Page 3 Staff Appointments
Page 3 SECO Dealers Required to Join NASD
Page 5 G-12: Proposed Amendment Filed Regarding Interest Payment Checks
Page 7 G-12: Amendments Approved Regarding Deliveries of Registered Securities
Page 9 G-12 :Comments Requested on Proposed Amendment Concerning Delivery Standards for Book Entry Securities
Page 11 G-12 and G-15: Proposed Amendments Filed Concerning Confirmations Of Transactions in Book-Entry Securities
Page 13 G-12 and G-15: Amendments Approved Requiring that Confirmations Disclose Interest Payment Basis if other than Semi-Annual
Page 15 G-12 and G-15: Proposed Amendments Filed Concerning Transactions In Zero Coupon, Compound Interest and Multiplier Securities
Page 19 G-15 Comments Requested on Draft Amendment Concerning Confirmations of Transactions in Zero Coupon, Compound Interest Multiplier Securities
Page 21 G-15: Comments Requested on Standards for Deliveries to Customers
Page 25 G-15 Proposed Amendment Filed Concerning Address and Telephone Number Information on Confirmations
Page 27 G-15: Amendments Approved on Yield Disclosure
Page 29 G-25: Proposed Amendment Filed Concerning Guarantees Against Loss
Page 31 Letter of Interpretation – When issued Confirmations on “All or None” Underwriting
Volume 3, Number 6 (November 1983)
Page 5 G-12 and G-15: Amendments Approved on Confirmations of Transactions in Book-Entry Securities
Page 7 G-12: Amendments Approved on Interest Payment Checks
Page 9 G-12: Comments Requested on Reclamation of Deliveries
Page 13 G-12: Amendments Filed on CUSIP Number Discrepancies
Page 15 G-12: Notice of Withdrawl of Draft Amendment on Partial Deliveries
Page 17 G-12 and G-15: Amendments Approved on Transactions in Zero Coupon, Compound Interest and Multiplier Securities
Page 19 G-12 and G-15: Amendments Filed on Use of an Automated Clearance services
Page 27 G-15: Amendment Approved on Address and Telephone Number Information Confirmations
Page 29 G-17: Notice of Interpretation on Prompt Dealer Deliveries to Customers
Page 31 G-25: Amendment Approved on Guarantees Against Loss Letters of Interpretation
Page 33 Separately Identifiable Department: Inclusion of IDB- Related Activities
Page 33 G-1 and G-9: Microfilming of Records
Page 34 G-12: Money Settlement Procedures in Close-Out Executions
Volume, Number 7 (December 1983)
Page 3 G-12 and G-15: Automated Clearance Systems Amendment Approved
Page 3 G-12: Notice of Approval on use of Automated Clearance Systems
Page 13 PSA Board Correspondence of Implementation of Rule Change Letters of Interpretation
Page 3 MSRB Financial Statements
Page 7 G-12: Comments Requested on Proposed Amendments Regarding Delivery Of Registered Securities
Page 15 G-25: Comments Requested on Proposed Amendments to Prohibitions Of Guaranteed Loss
Page 21 G-12: Amendments Filed Regarding Denominations of Registered Securities
Page 17 G-12: Amendments Filed Concerning Close-Out Procedures
Page 25 G-32: Frequently Asked Questions Concerning Disclosures in Connection With New Issues
Volume 3, Number 2 (April 1983)
Page 3 Delivery/Receipt Versus Payment Transactions Comments Requested
Page 7 G-12: Comments Requested Concerning Draft Amendment Requiring the Use of Automated Comparison, Clearance and Settlement Systems
Page 9 G-15: Comments requested on Proposed Amendment to Customer Confirmations
Page 11 G-11: Amendments Filed Which Provide Exemptions for Qualified Note Syndicates
Page 13 G-15: Amendment Filed Requiring CUSIP Numbers on Customer Confirmations
Page 15 Sales Activities in Banks’ Branches Letters of Interpretation
Page 17 G-8: Record keeping Requirements for “Introducing Brokers”
Page 18 G -12and G-15: Confirmation of Requirements for Bank Letter of Credit
Page 18 G-32: Disclosures in Connection with Negotiated Underwriting
Page 19 G-33: Disclosure of Day-Count Method Used in Calculation of Particular Note Transactions
Page 21 G-21: Frequently Asked Questions Concerning Advertising
Volume 3, Number 3 (May 1983)
Page 3 Registration of Municipal Securities – Joint Recommendation of MSRB, MFOA and Transfer Efficiency and Selection of Record Date
Page 5 G-12: Amendment Withdrawn Regarding Denominations of Registered Securities
Page 7 G-12: Proposed Amendments Filed regarding Deliveries of Registered Securities
Page 11 G-34: New Rule on CUSIP Numbers Approved
Page 15 G-12: Comments Requested on Draft Amendment Regarding Acceptance of partial Deliveries
Page 17 G-34: Comments Requested on CUSIP Number Eligibility Standards Letters of Interpretation
Page 19 Extraordinary Mandatory redemption Features
Page 21 G-12 and G-15: Put Option Bonds
Page 25 G-12: Amendment Approved Concerning Confirmations with CUSIP Number Discrepancies
Page 27 G-12: Amendments Approved Concerning Note Denominations
Page 29 G-15: Approved Requiring CUSIP Numbers on Customer Confirmations
Volume 3, Number 4 (July 1983)
Page 3 Registration of Municipal Securities – Review of Rules G-8, G-12, G-15, G-24
Page 7 G-12: Amendments Approved on Close-Out Procedures
Page 11 G-11: Amendments Approved which Provide Exemptions for Qualified note Syndicates
Page 13 Amendment Filed on Yield Disclosure
Page 15 G-12 and G-15: Amendments filed requiring that Confirmations Disclose Interest Payment Basis if Other than Semi-Annual
Page 17 G-1, G-3, and G-23: Application of Board Rules to Private Placements and Financial Advisory Services Rendered to Corporate Obligors on Industrial Development Bonds
Volume 3, Number 5 (September 1983)
Page 3 Five Board Members Elected to Three-Year Terms
Page 3 Staff Appointments
Page 3 SECO Dealers Required to Join NASD
Page 5 G-12: Proposed Amendment Filed Regarding Interest Payment Checks
Page 7 G-12: Amendments Approved Regarding Deliveries of Registered Securities
Page 9 G-12 :Comments Requested on Proposed Amendment Concerning Delivery Standards for Book Entry Securities
Page 11 G-12 and G-15: Proposed Amendments Filed Concerning Confirmations Of Transactions in Book-Entry Securities
Page 13 G-12 and G-15: Amendments Approved Requiring that Confirmations Disclose Interest Payment Basis if other than Semi-Annual
Page 15 G-12 and G-15: Proposed Amendments Filed Concerning Transactions In Zero Coupon, Compound Interest and Multiplier Securities
Page 19 G-15 Comments Requested on Draft Amendment Concerning Confirmations of Transactions in Zero Coupon, Compound Interest Multiplier Securities
Page 21 G-15: Comments Requested on Standards for Deliveries to Customers
Page 25 G-15 Proposed Amendment Filed Concerning Address and Telephone Number Information on Confirmations
Page 27 G-15: Amendments Approved on Yield Disclosure
Page 29 G-25: Proposed Amendment Filed Concerning Guarantees Against Loss
Page 31 Letter of Interpretation – When issued Confirmations on “All or None” Underwriting
Volume 3, Number 6 (November 1983)
Page 5 G-12 and G-15: Amendments Approved on Confirmations of Transactions in Book-Entry Securities
Page 7 G-12: Amendments Approved on Interest Payment Checks
Page 9 G-12: Comments Requested on Reclamation of Deliveries
Page 13 G-12: Amendments Filed on CUSIP Number Discrepancies
Page 15 G-12: Notice of Withdrawl of Draft Amendment on Partial Deliveries
Page 17 G-12 and G-15: Amendments Approved on Transactions in Zero Coupon, Compound Interest and Multiplier Securities
Page 19 G-12 and G-15: Amendments Filed on Use of an Automated Clearance services
Page 27 G-15: Amendment Approved on Address and Telephone Number Information Confirmations
Page 29 G-17: Notice of Interpretation on Prompt Dealer Deliveries to Customers
Page 31 G-25: Amendment Approved on Guarantees Against Loss Letters of Interpretation
Page 33 Separately Identifiable Department: Inclusion of IDB- Related Activities
Page 33 G-1 and G-9: Microfilming of Records
Page 34 G-12: Money Settlement Procedures in Close-Out Executions
Volume, Number 7 (December 1983)
Page 3 G-12 and G-15: Automated Clearance Systems Amendment Approved
Page 3 G-12: Notice of Approval on use of Automated Clearance Systems
Page 13 PSA Board Correspondence of Implementation of Rule Change Letters of Interpretation
