Click to see Rules that have recent rulemaking activity or compliance resources:
Rule A-11
Last Updated:
08/09/2022
SEC Filing
Proposed Rule Change to Clarify the Calculation of the Annual Fee on Municipal Advisors under MSRB Rule A-11
SEC Filing
Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 (WITHDRAWN)
Notice
MSRB Makes Technical Amendment to Rule A-11 on Municipal Advisor Fees
Notice
Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card
Notice
Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees
Rule A-13
Last Updated:
08/09/2022
Underwriting and Transaction Assessments for Brokers, Dealers and Municipal Securities Dealers
Rule for:
Dealers, Bank Dealers, Municipal Fund Securities
Status:
SEC Filing
Proposed Rule Change to Establish the 2024 Rate Card Fees for Dealers and Municipal Advisors Pursuant to MSRB Rules A-11 and A-13 (WITHDRAWN)
Notice
Existing Dealer and Municipal Advisor Fees Maintained Upon Withdrawal of 2024 Annual Rate Card
Notice
Current Dealer and Municipal Advisor Fees Upon SEC Suspension of 2024 Annual Rate Card Fees
Rule A-16
Last Updated:
No amendment history
Rule A-18
Last Updated:
No amendment history
Mandatory Participation in Business Continuity and Disaster Recovery Testing
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Notice
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Rule D-8
Last Updated:
No amendment history
Rule D-9
Last Updated:
No amendment history
Rule D-10
Last Updated:
No amendment history
Rule D-11
Last Updated:
No amendment history
Rule D-13
Last Updated:
No amendment history
Rule D-14
Last Updated:
No amendment history
"Appropriate Regulatory Agency"
Rule for:
Dealers, Municipal Advisors, Bank Dealers
Status:
Rule D-15
Last Updated:
No amendment history
