Select regulatory documents by category:
Notice 2017-01 - Request for Comment
Publication date:
|
Comment due:
Information for:
Bank Dealers, Dealers
Rule Number:
1. Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated February 17, 2017
2. Michael Paganini: E-mail dated January 6, 2017
3. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated February 17, 2017
