Select regulatory documents by category:
Bank Dealers, Dealers
1. American Municipal Securities, Inc.: Letter from Michael Petagna, President, dated May 25, 2016
2. Bond Dealers of America: Letter from Mike Nicholas, Chief Executive Officer, dated May 25, 2016
3. Breena LLC: E-mail from G. Letti dated April 19, 2016
4. Center for Municipal Finance: Letter from Marc D. Joffe, President, dated April 7, 2016
5. Neighborly.com: E-mail from Jase Wilson dated May 25, 2016
6. Regional Brokers, Inc.: Letter from H. Deane Armstrong, CCO
7. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated May 25, 2016
8. Thomas Kiernan: E-mail dated April 7, 2016
9. Vista Securities: E-mail from Rick DeLong dated May 9, 2016
10. Wells Fargo Advisors, LLC: Letter from Robert J. McCarthy, Director of Regulatory Policy, dated May 25, 2016