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Notice 2009-20 - Request for Comment
Publication date: | Comment due:
Request for Comment Regarding Settlement of Syndicate Accounts under Rule G-11 and Secondary Market Trading Accounts under Rule G-12
Rule Number:

Rule G-11, Rule G-12


Comments on MSRB Notice 2009-20 (May 12, 2009)

  1. First Southwest Company: Letter from Hill A. Feinberg, Chairman, dated June 26, 2009
  2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 29, 2009
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