Regulatory Documents

Select regulatory documents by category:

Notice 2008-37 - Informational Notice

Publication date: 09/08/2008

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Notice 2008-36 - Informational Notice

Publication date: 09/02/2008

Transaction Reporting of Dealer Buybacks of Auction Rate Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2008-34 - Informational Notice

Publication date: 08/18/2008

Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing

Rule Number:

Rule G-17

Notice 2008-35 - Informational Notice

Publication date: 08/18/2008

Revised Series 51 Study Outline and Selection Specifications Filed with SEC

Rule Number:

Rule G-3

Notice 2008-33 - Informational Notice

Publication date: 07/29/2008

MSRB Files Proposal to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Notice 2008-32 - Informational Notice

Publication date: 07/22/2008

Amendments Approved to Rules G-11, G-12 and G-8

Rule Number:

Rule G-11, Rule G-12, Rule G-8

Notice 2008-31 - Informational Notice

Publication date: 07/10/2008

NIIDS Phone-In Workshop

Notice 2008-30 - Informational Notice

Publication date: 07/03/2008

Publication of MSRB Rule Book

Rule Number:

Rule G-29

Notice 2008-28 - Informational Notice

Publication date: 06/27/2008

SEC Approves Rule Changes to Require Underwriter Registration and Testing with DTCC'S NIIDS System

Rule Number:

Rule G-34

Notice 2008-29 - Informational Notice

Publication date: 06/27/2008

Further Technical Amendments Filed to Rule G-12, on Uniform Practice, and G-8, on Books and Records

Rule Number:

Rule G-8, Rule G-12

Notice 2008-27 - Informational Notice

Publication date: 06/13/2008

Reminder of Upcoming Sunset of the Three Hour Exception

Rule Number:

Rule G-14

Notice 2008-25 - Informational Notice

Publication date: 05/28/2008

MSRB 2008-25 SIFMA, MSRB and DTCC to Hold "Final Preparations for NIIDS Mandated Testing and Implementation" Seminars in Dallas,Chicago and New York

Notice 2008-23 - Informational Notice

Publication date: 05/09/2008

Notice of Filing of Poposed Rule Change to Require Underwriter Registration and Testing with DTCC'S NIIDS System

Rule Number:

Rule G-34

Notice 2008-22 - Informational Notice

Publication date: 05/02/2008

SEC Approves Rule Changes to Require Underwriter Participation with DTCC'S NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Notice 2008-21 - Informational Notice

Publication date: 04/24/2008

Reminder Notice: MSRB 529 Compliance Seminars

Notice 2008-20 - Informational Notice

Publication date: 04/22/2008

Amendment to Proposed Rule Changes Requiring Underwriter Participation with DTCC's NIIDS System

Rule Number:

Rule G-8, Rule G-9, Rule G-34

Notice 2008-18 - Informational Notice

Publication date: 04/07/2008

Reminder Regarding Discrepencies in Reports of Inter-Dealer Transactions

Notice 2008-17 - Informational Notice

Publication date: 03/25/2008

Submission of Official Statements to the MSRB Under Rule G-36 in Connection with Certain Remarketings of Outstanding Issues

Notice 2008-14 - Informational Notice

Publication date: 03/07/2008

MSRB Files With SEC to Launch Pilot Electronic Municipal Market Access System (EMMA) on March 31, 2008

Notice 2008-13 - Informational Notice

Publication date: 03/05/2008

Amendment Files to Rule A-3, on Membmership on the Board, and Rule A-4, on Meetings of the Board

Rule Number:

Rule A-3, Rule A-4

Notice 2008-12 - Informational Notice

Publication date: 03/04/2008

MSRB Responds to SEC Request for Review of Definition of "Issuer Official" Under Rule G-37 on Political Contributions

Rule Number:

Rule G-37

Notice 2008-11 - Informational Notice

Publication date: 02/21/2008

MSRB and SIFMA to Hold Compliance Seminar on April 29, 2008 in Chicago, IL

Notice 2008-10 - Informational Notice

Publication date: 02/20/2008

Notice of Filing of Proposed Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40

Rule Number:

Rule G-8

Notice 2008-09 - Informational Notice

Publication date: 02/19/2008

Application of MSRB Rules to Transactions in Auction Rate Securities

Rule Number:

Rule G-17, Rule G-19

Notice 2008-08 - Informational Notice

Publication date: 02/13/2008

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System

Transaction Reporting of Dealer Buybacks of Auction Rate Securities: Rule G-14

Notice on Bank Tying Arrangements, Underpricing of Credit and Rule G-17 on Fair Dealing

Revised Series 51 Study Outline and Selection Specifications Filed with SEC

MSRB Files Proposal to Establish a Continuing Disclosure Service of the Electronic Municipal Market Access System (EMMA)

Amendments Approved to Rules G-11, G-12 and G-8

NIIDS Phone-In Workshop

Publication of MSRB Rule Book

SEC Approves Rule Changes to Require Underwriter Registration and Testing with DTCC'S NIIDS System

Further Technical Amendments Filed to Rule G-12, on Uniform Practice, and G-8, on Books and Records

Reminder of Upcoming Sunset of the Three Hour Exception

MSRB 2008-25 SIFMA, MSRB and DTCC to Hold "Final Preparations for NIIDS Mandated Testing and Implementation" Seminars in Dallas,Chicago and New York

Notice of Filing of Poposed Rule Change to Require Underwriter Registration and Testing with DTCC'S NIIDS System

SEC Approves Rule Changes to Require Underwriter Participation with DTCC'S NIIDS System

Reminder Notice: MSRB 529 Compliance Seminars

Amendment to Proposed Rule Changes Requiring Underwriter Participation with DTCC's NIIDS System

Reminder Regarding Discrepencies in Reports of Inter-Dealer Transactions

Submission of Official Statements to the MSRB Under Rule G-36 in Connection with Certain Remarketings of Outstanding Issues

MSRB Files With SEC to Launch Pilot Electronic Municipal Market Access System (EMMA) on March 31, 2008

Amendment Files to Rule A-3, on Membmership on the Board, and Rule A-4, on Meetings of the Board

MSRB Responds to SEC Request for Review of Definition of "Issuer Official" Under Rule G-37 on Political Contributions

MSRB and SIFMA to Hold Compliance Seminar on April 29, 2008 in Chicago, IL

Notice of Filing of Proposed Amendment to Rule G-8, on Books and Records, to Delete Requirement to Maintain Copies of Form G-40

Application of MSRB Rules to Transactions in Auction Rate Securities

Financial Statements - Fiscal Years Ended September 30, 2007 and 2006

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market