Select regulatory documents by category:
Notice 2024-15 - Request for Comment
Publication date:
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Comment due:
Information for:
Dealers, General Public, Investors, Issuers, Municipal Advisors
- my529: Letter from Richard K. Ellis, Executive Director, dated March 31, 2025
Notice 2024-14 - Request for Comment
Publication date:
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Comment due:
Information for:
Dealers, General Public, Municipal Advisors
All Comments to Notice 2024-14
- American Securities Association: Letter from Jessica R. Giroux, General Counsel and Head of Fixed Income Policy, dated January 28, 2025
- Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated January 28, 2025
- ICE Bonds Securities Corporation: Letter from Robert Laorno, General Counsel, dated January 21, 2025
- National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated January 28, 2025
- Public Resources Advisory Group, Inc.: Letter from Thomas F. Huestis, Senior Managing Director, dated January 27, 2025
- Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, and Gerald O’Hara, Vice President and Assistant General Counsel, dated January 28, 2025
SEC Filing SR-MSRB-2024-06
Publication date:
Notice 2024-09 - Request for Comment
Publication date:
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Comment due:
All Comments to Notice 2024-09
- Association of Registration Management, Inc.: Letter from Richard Izzo, President, dated August 5, 2024
- Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated August 5, 2024
- Frost Bank Capital Markets Division: Letter from Jeff Beckel, SEVP and Director of Capital Markets, dated July 30, 2024
- Frost Bank Capital Markets Division: Email from Trevor Cross dated July 30, 2024
- Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated August 5, 2024
SEC Filing SR-MSRB-2024-05
Publication date:
SEC Filing SR-MSRB-2024-04
Publication date:
SEC Filing SR-MSRB-2024-03
Publication date:
SEC Filing SR-MSRB-2024-01
Publication date: