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Notice 2024-15 - Request for Comment
Publication date: | Comment due:
Concept Release: MSRB Requests Comment on Potential Modernization of Municipal Fund Securities Disclosure Obligations
Information for:

Dealers, General Public, Investors, Issuers, Municipal Advisors

Rule Number:

Rule G-17, Rule G-32, Rule G-47

Submit Comments
  1. Arizona State Treasurer’s Office: Letter from Kimberly Yee, Treasurer, dated April 10, 2025
  2. Ascensus: Letter from Christal Fenton, Associate General Counsel, dated April 10, 2025
  3. Bank of North Dakota: Email from James Barnhardt dated April 3, 2025
  4. College Savings Foundation: Letter from Chris McGee, Chair, dated April 9, 2025
  5. College Savings Plans Network: Letter from Mary G. Morris, Chair, dated April 2, 2025
  6. Massachusetts Educational Financing Authority: Letter from Thomas M. Graf, Executive Director, dated April 9, 2025
  7. my529: Letter from Richard K. Ellis, Executive Director, dated March 31, 2025
  8. Nebraska State Treasurer’s Office: Letter from Rachel Biar, Deputy State Treasurer for Savings Programs, dated April 2, 2025
  9. Pennsylvania Treasury Department: Letter from Stacy Garrity, Treasurer, dated April 2, 2025
  10. TIAA CREF Tuition Financing, Inc: Letter from Christopher S. Lynch, President, dated April 10, 2025
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Notice 2024-14 - Request for Comment
Publication date: | Comment due:
Request for Information on the MSRB’s Rate Card Process
Information for:

Dealers, General Public, Municipal Advisors

All Comments to Notice 2024-14

  1. American Securities Association: Letter from Jessica R. Giroux, General Counsel and Head of Fixed Income Policy, dated January 28, 2025
  2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated January 28, 2025
  3. ICE Bonds Securities Corporation: Letter from Robert Laorno, General Counsel, dated January 21, 2025
  4. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated January 28, 2025
  5. Public Resources Advisory Group, Inc.: Letter from Thomas F. Huestis, Senior Managing Director, dated January 27, 2025
  6. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, and Gerald O’Hara, Vice President and Assistant General Counsel, dated January 28, 2025
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Notice 2024-09 - Request for Comment
Publication date: | Comment due:
Request for Comment on Gathering and Display of Bank Dealer Associated Persons’ Registration and Qualification Information
Information for:

Bank Dealers, General Public, Investors

Rule Number:

Rule G-7, Rule A-12

All Comments to Notice 2024-09

  1. Association of Registration Management, Inc.: Letter from Richard Izzo, President, dated August 5, 2024
  2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated August 5, 2024
  3. Frost Bank Capital Markets Division: Letter from Jeff Beckel, SEVP and Director of Capital Markets, dated July 30, 2024
  4. Frost Bank Capital Markets Division: Email from Trevor Cross dated July 30, 2024
  5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated August 5, 2024
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