Regulatory Documents

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SEC Filing SR-MSRB-2015-04

Publication date: 04/22/2015

Specifications for the Selection of Examination Questions and Content Outline for the Municipal Advisor Representative Qualification Examination (Series 50)

Federal Register Notice of Immediately Effective Rule Change (May 07, 2015 )

SEC Approval Order (May 01, 2015 )

MSRB Files Content Outline for Municipal Advisor Representative Qualification Examination (Series 50)

Information for:

Municipal Advisors

Rule Number:

Rule G-3

SEC Filing SR-MSRB-2015-02

Publication date: 03/19/2015

Proposed Rule Change Consisting of Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service

Federal Register Notice of Approval (June 01, 2015 )

SEC Approval Order (May 22, 2015 )

MSRB Response to Comments (May 20, 2015 )

SEC Request for Extension of Time (May 08, 2015 )

Federal Register Notice of Filing (March 27, 2015 )

Proposed Rule Change Consisting of Amendments to Rule A-16, on Examination Fees

Federal Register Notice of Immediately Effective Rule Change (March 27, 2015 )

SEC Approval Order (March 23, 2015 )

MSRB Amends Fees Charged for Qualification Examinations

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-16

Notice 2015-04 - Informational Notice

Publication date: 03/02/2015

MSRB to Amend Rules to Create Professional Qualification Standards for Municipal Advisors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-1, Rule G-2, Rule G-3, Rule D-13

Notice 2015-03 - Informational Notice

Publication date: 01/29/2015

Bank Loan Disclosure Market Advisory

Information for:

Bank Dealers, Dealers, Municipal Advisors

Notice 2015-02 - Informational Notice

Publication date: 01/06/2015

Amendments to EMMA Continuing Disclosure Service to Add Asset-Backed Securities Disclosures Under Securities Exchange Act Rule 15Ga-1 Effective January 9, 2015

Notice 2015-01 - Informational Notice

Publication date: 01/05/2015

MSRB Seeks Applicants for Board of Directors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Specifications for the Selection of Examination Questions and Content Outline for the Municipal Advisor Representative Qualification Examination (Series 50)

MSRB Files Content Outline for Municipal Advisor Representative Qualification Examination (Series 50)

Proposed Rule Change Consisting of Amendments to the MSRB Rule G-14 RTRS Procedures, and the Real-Time Transaction Reporting System and Subscription Service

Proposed Rule Change Consisting of Amendments to Rule A-16, on Examination Fees

MSRB Amends Fees Charged for Qualification Examinations

MSRB to Amend Rules to Create Professional Qualification Standards for Municipal Advisors

Bank Loan Disclosure Market Advisory

Amendments to EMMA Continuing Disclosure Service to Add Asset-Backed Securities Disclosures Under Securities Exchange Act Rule 15Ga-1 Effective January 9, 2015

MSRB Seeks Applicants for Board of Directors

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market