Regulatory Documents

Select regulatory documents by category:

Notice 2011-11 - Informational Notice

Publication date: 02/10/2011

MSRB Files Proposal to Amend SHORT System Subscription Service

Rule Number:

Rule G-34

Notice 2011-10 - Informational Notice

Publication date: 02/09/2011

Proposed Rule Amendments and Interpretive Notice Filed Regarding Rule G-23 on Activities of Financial Advisors

Rule Number:

Rule G-23

Notice 2011-09 - Informational Notice

Publication date: 02/08/2011

Amendments to Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Rule Number:

Rule G-8, Rule G-34

Notice 2011-08 - Informational Notice

Publication date: 02/07/2011

Reminder of February 14 Effective Date for Amendments to Rule G-32 Related to Submission of Information About Continuing Disclosure Undertakings

Rule Number:

Rule G-32

Notice 2011-07 - Informational Notice

Publication date: 02/02/2011

SEC Approves Amendments to Rule A-3(c) to Establish New Nominating and Governance Committee

Rule Number:

Rule A-3

Notice 2011-06 - Informational Notice

Publication date: 01/25/2011

MSRB Files with the SEC Rule Changes to Establish Term and Composition of Next Board Class

Rule Number:

Rule A-3

Notice 2011-05 - Informational Notice

Publication date: 01/18/2011

Candidates Requested For MSRB Board of Directors

Notice 2011-03 - Informational Notice

Publication date: 01/12/2011

MSRB Announces Primary Market Submission Service Webinars

Notice 2011-02 - Informational Notice

Publication date: 01/05/2011

MSRB Announces Gateway Registration and Account Management Webinars

Notice 2011-01 - Informational Notice

Publication date: 01/04/2011

MSRB to Host Outreach Seminar in Austin, Texas

Notice 2010-62 - Informational Notice

Publication date: 12/30/2010

SEC Approves Transaction Fee Increase and New Technology Fee

Rule Number:

Rule A-13

Notice 2010-60 - Informational Notice

Publication date: 12/29/2010

MSRB Municipal Advisor Registration Deadline and SEC Guidance on Definition of Municipal Advisor

Notice 2010-61 - Informational Notice

Publication date: 12/29/2010

MSRB Publishes SHORT System Technical Specifications for SEC-Approved Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

Rule Number:

Rule G-34

Notice 2010-59 - Informational Notice

Publication date: 12/23/2010

MSRB Fair Dealing Rule for Municipal Advisors Approved

Rule Number:

Rule G-17

Notice 2010-58 - Informational Notice

Publication date: 12/20/2010

MSRB Reminder About Los Angeles, CA Outreach Seminar

Notice 2010-57 - Informational Notice

Publication date: 12/17/2010

Reminder: Interpretation on Dealer-Controlled Political Action Committees Under Rule G-37

Rule Number:

Rule G-37

Notice 2010-56 - Informational Notice

Publication date: 12/16/2010

Amendments to Rule G-32 Related to Submission of Information About Continuing Disclosure Undertakings Effective February 14, 2011

Rule Number:

Rule G-32

Notice 2010-55 - Informational Notice

Publication date: 12/13/2010

Reminder to Municipal Advisors About January 1, 2011 Registration Deadline

Rule Number:

Rule A-12

Notice 2010-53 - Informational Notice

Publication date: 12/01/2010

MSRB Makes Technical Changes to SEC Filing on Nominating Committee Proposal

Rule Number:

Rule A-3

Notice 2010-54 - Informational Notice

Publication date: 12/01/2010

Reminder of Changes to the Continuing Disclosure Service of the EMMA System Relating to New SEC Rule 15c2-12 Provisions

Notice 2010-52 - Informational Notice

Publication date: 11/29/2010

MSRB to Host Outreach Seminar in Los Angeles

Notice 2010-51 - Informational Notice

Publication date: 11/24/2010

MSRB Receives SEC Approval to Modify Transaction Data Subscription Services

Notice 2010-49 - Informational Notice

Publication date: 11/15/2010

MSRB Amends Registration Rules for Dealers and Municipal Advisors

Notice 2010-50 - Informational Notice

Publication date: 11/15/2010

MSRB Opens Municipal Advisor Registration System

Notice 2010-48 - Informational Notice

Publication date: 11/08/2010

MSRB Files with the SEC Amendments to Rule A-3(c) to Establish New Nominating Committee

Rule Number:

Rule A-3

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Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Files Proposal to Amend SHORT System Subscription Service

Proposed Rule Amendments and Interpretive Notice Filed Regarding Rule G-23 on Activities of Financial Advisors

Amendments to Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Reminder of February 14 Effective Date for Amendments to Rule G-32 Related to Submission of Information About Continuing Disclosure Undertakings

SEC Approves Amendments to Rule A-3(c) to Establish New Nominating and Governance Committee

MSRB Files with the SEC Rule Changes to Establish Term and Composition of Next Board Class

Candidates Requested For MSRB Board of Directors

MSRB Announces Primary Market Submission Service Webinars

MSRB Announces Gateway Registration and Account Management Webinars

MSRB to Host Outreach Seminar in Austin, Texas

SEC Approves Transaction Fee Increase and New Technology Fee

MSRB Municipal Advisor Registration Deadline and SEC Guidance on Definition of Municipal Advisor

MSRB Publishes SHORT System Technical Specifications for SEC-Approved Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations

MSRB Fair Dealing Rule for Municipal Advisors Approved

MSRB Reminder About Los Angeles, CA Outreach Seminar

Reminder: Interpretation on Dealer-Controlled Political Action Committees Under Rule G-37

Amendments to Rule G-32 Related to Submission of Information About Continuing Disclosure Undertakings Effective February 14, 2011

Reminder to Municipal Advisors About January 1, 2011 Registration Deadline

MSRB Makes Technical Changes to SEC Filing on Nominating Committee Proposal

Reminder of Changes to the Continuing Disclosure Service of the EMMA System Relating to New SEC Rule 15c2-12 Provisions

MSRB to Host Outreach Seminar in Los Angeles

MSRB Receives SEC Approval to Modify Transaction Data Subscription Services

MSRB Amends Registration Rules for Dealers and Municipal Advisors

MSRB Opens Municipal Advisor Registration System

MSRB Files with the SEC Amendments to Rule A-3(c) to Establish New Nominating Committee

Guidance, Notices & Resources

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MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
Municipal Market