Regulatory Documents

Select regulatory documents by category:

Notice 1999-06 - Informational Notice

Publication date: 03/04/1999

Rule G-38 Question and Answer Agreement to Jointly Seek Underwriting Assignments

Notice 1999-05 - Informational Notice

Publication date: 02/09/1999

The SEC has approved amendments to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business – Rules G-37, G-8, G-9 and G-38

Notice 1999-03 - Informational Notice

Publication date: 01/29/1999

MSRB Rule Book Available in February

Notice 1999-04 - Informational Notice

Publication date: 01/29/1999

Release Regarding the Land-Secured Financing Steering Committee

Notice 1999-02 - Informational Notice

Publication date: 01/25/1999

Press Release for Health Care Financing Steering Committee

Notice 1999-01 - Informational Notice

Publication date: 01/14/1999

Proposed Amendment to Previously Filed Amendments to Rule G-23, on Activities of Financial Advisors

Notice 1998-32 - Informational Notice

Publication date: 12/16/1998

Press Release for Land-Secured Finance Steering Committee

Notice 1998-31 - Informational Notice

Publication date: 12/14/1998

Clarification on Recent Amendment requiring Disclosure of Designation Information Pursuant to Rule G-11(g)(iii)

Notice 1998-30 - Informational Notice

Publication date: 12/03/1998

The Board has filed further proposed amendments to the Board's previously filed proposal to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business - Rules G-37, G-8, G-9 and G-38

Notice 1998-29 - Informational Notice

Publication date: 12/01/1998

SEC Approves Syndicate Practices Rule Amendments: Rules G-11, G-12 and G-8

Notice 1998-28 - Informational Notice

Publication date: 11/20/1998

Notice Regarding Electronic Delivery and Receipt of Information by Brokers, Dealers and Municipal Securities Dealers

Notice 1998-27 - Informational Notice

Publication date: 11/19/1998

Notice regarding the disclosure obligations of brokers, dealers and municipal securities dealers in connection with new issue municipal securities under rule G-32

Notice 1998-26 - Informational Notice

Publication date: 10/13/1998

Amendment Approved To Rule G-38(c), On Consultants, To Give Dealers The Option Of Disclosing Their Consulting Arrangements To Issuers On Either An Issue-Specific Or Issuer-Specific Basis

Notice 1998-25 - Informational Notice

Publication date: 09/14/1998

Board Elects Officers

Notice 1998-24 - Informational Notice

Publication date: 09/03/1998

Notice regarding issuer selection of underwriters’ counsel

Notice 1998-23 - Informational Notice

Publication date: 08/19/1998

Securities and Exchange Commission approved the Board’s plan to institute Combined Daily Report

Notice 1998-22 - Informational Notice

Publication date: 08/18/1998

Amendment Filed to Previously Filed Amendment to Rule G-11(g)(i), on Sales of New Issue Municipal Securities During the Underwriting Period

Notice 1998-21 - Informational Notice

Publication date: 08/14/1998

MSRB TO HOST DISCLOSURE FORUM

Notice 1998-19 - Informational Notice

Publication date: 07/21/1998

SEC has approved an amendment to rule G-32, on disclosures in connection with new issues, relating to delivery of official statements to customers purchasing new issue VRDOs

Notice 1998-20 - Informational Notice

Publication date: 07/21/1998

SEC has approved an amendment to rule G-32, on disclosures in connection with new issues, relating to inter-dealer dissemination of official statements and disclosure of initial offering prices to customers

Notice 1998-18 - Informational Notice

Publication date: 06/30/1998

QUESTIONS & ANSWERS FOR MSRB TRANSACTION REPORTING PROGRAM

Notice 1998-17 - Informational Notice

Publication date: 06/29/1998

Notice of Interpretation: Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business

Notice 1998-16 - Informational Notice

Publication date: 06/25/1998

Public Reporting of Transactions in Municipal Securities: G-14

Notice 1998-15 - Informational Notice

Publication date: 06/16/1998

Amendments Filed with the SEC to Require Dealers to Report Their Consultant's Political Contributions and Payments to Political Parties

Notice 1998-14 - Informational Notice

Publication date: 06/15/1998

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Rule G-38 Question and Answer Agreement to Jointly Seek Underwriting Assignments

The SEC has approved amendments to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business – Rules G-37, G-8, G-9 and G-38

MSRB Rule Book Available in February

Release Regarding the Land-Secured Financing Steering Committee

Press Release for Health Care Financing Steering Committee

Proposed Amendment to Previously Filed Amendments to Rule G-23, on Activities of Financial Advisors

Press Release for Land-Secured Finance Steering Committee

Clarification on Recent Amendment requiring Disclosure of Designation Information Pursuant to Rule G-11(g)(iii)

The Board has filed further proposed amendments to the Board's previously filed proposal to exempt certain dealers from disclosure and recordkeeping requirements relating to political contributions and municipal securities business - Rules G-37, G-8, G-9 and G-38

SEC Approves Syndicate Practices Rule Amendments: Rules G-11, G-12 and G-8

Notice Regarding Electronic Delivery and Receipt of Information by Brokers, Dealers and Municipal Securities Dealers

Notice regarding the disclosure obligations of brokers, dealers and municipal securities dealers in connection with new issue municipal securities under rule G-32

Amendment Approved To Rule G-38(c), On Consultants, To Give Dealers The Option Of Disclosing Their Consulting Arrangements To Issuers On Either An Issue-Specific Or Issuer-Specific Basis

Board Elects Officers

Notice regarding issuer selection of underwriters’ counsel

Securities and Exchange Commission approved the Board’s plan to institute Combined Daily Report

Amendment Filed to Previously Filed Amendment to Rule G-11(g)(i), on Sales of New Issue Municipal Securities During the Underwriting Period

MSRB TO HOST DISCLOSURE FORUM

SEC has approved an amendment to rule G-32, on disclosures in connection with new issues, relating to delivery of official statements to customers purchasing new issue VRDOs

SEC has approved an amendment to rule G-32, on disclosures in connection with new issues, relating to inter-dealer dissemination of official statements and disclosure of initial offering prices to customers

QUESTIONS & ANSWERS FOR MSRB TRANSACTION REPORTING PROGRAM

Notice of Interpretation: Rule G-37, on Political Contributions and Prohibitions on Municipal Securities Business

Public Reporting of Transactions in Municipal Securities: G-14

Amendments Filed with the SEC to Require Dealers to Report Their Consultant's Political Contributions and Payments to Political Parties

NOTICE OF FILING OF NEW FEES FOR OS/ARD ANNUAL BACKLOG COLLECTIONS

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market