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Notice 2019-20 - Approval Notice
Publication date:
SEC Approves Amendments to Underwriters’ Fair Dealing Obligations to Issuers Under Rule G-17
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-17

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Notice 2019-16 - Approval Notice
Publication date:
MSRB Amends Professional Fee for Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule A-11

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Notice 2019-15 - Approval Notice
Publication date:
SEC Approves Amendments to MSRB Rules and Data Collection Related to Primary Offering Practices
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11, Rule G-32

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