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Notice 2017-10 - Approval Notice
Publication date:
SEC Approves Continuing Education Requirements for Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule G-3, Rule G-8

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Notice 2016-28 - Approval Notice
Publication date:
New Disclosure Requirements Under MSRB Rule G-15 and Prevailing Market Price Guidance Pursuant to Rule G-30 Effective May 14, 2018
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

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Notice 2016-22 - Approval Notice
Publication date:
SEC Approves MSRB Academic Historical Transaction Data Product
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2016-21 - Approval Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-12 on Close-Out Procedures
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12

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Notice 2016-03 - Approval Notice
Publication date:
SEC Approves New MSRB Rule G-42 on Duties of Non-Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-42

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