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Notice 2018-30 - Approval Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-3 to Establish a Municipal Advisor Principal Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-27 - Informational Notice
Publication date:
MSRB Facilitates Requests for Interpretive Guidance
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2018-26 - Informational Notice
Publication date:
MSRB Proposes a Municipal Advisor Principal Qualification Examination
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-24 - Informational Notice
Publication date:
MSRB Answers FAQs Regarding Use of Municipal Advisory Client Lists and Case Studies under MSRB Rule G-40
Information for:

Municipal Advisors

Rule Number:

Rule G-40

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Notice 2018-23 - Informational Notice
Publication date:
MSRB Expands Advisory Groups and Seeks Volunteers
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2018-13 - Informational Notice
Publication date:
MSRB Revises Content Outlines for Professional Qualification Examinations
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-11 - Informational Notice
Publication date:
MSRB Modifies Professional Qualifications Program
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-08 - Approval Notice
Publication date:
SEC Approves Advertising Rule Changes for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-21, Rule G-40

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Notice 2018-04 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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Notice 2018-02 - Informational Notice
Publication date:
MSRB Seeks Applicants for Board of Directors
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2017-25 - Approval Notice
Publication date:
MSRB to Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-34

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Notice 2017-23 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Request for Comment on Providing Compliance Support
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2017-20 - Informational Notice
Publication date:
MSRB Amends Professional Fee for Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule A-11

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Notice 2017-13 - Informational Notice
Publication date:
MSRB Provides Guidance on Duties of Non-Solicitor Municipal Advisors in Conduit Financing Scenarios
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-42

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Notice 2017-10 - Approval Notice
Publication date:
SEC Approves Continuing Education Requirements for Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule G-3, Rule G-8

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Notice 2017-09 - Informational Notice
Publication date:
MSRB Reminds Municipal Advisors that the Series 50 Exam Deadline Is September 12, 2017
Information for:

Municipal Advisors

Rule Number:

Rule G-3

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Notice 2017-08 - Informational Notice
Publication date:
Application of MSRB Rules to Solicitor Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-5, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-44, Rule A-11, Rule A-12, Rule A-16

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Notice 2017-07 - Informational Notice
Publication date:
MSRB Announces Date of Transition to a Two-Day Settlement Cycle for Municipal Securities Transactions
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-15

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Notice 2017-06 - Informational Notice
Publication date:
Designation Information Regarding Mandatory Participation in Business Continuity and Disaster Recovery Testing
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-18

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Notice 2017-03 - Informational Notice
Publication date:
SEC Approves Extension of MSRB's Customer Complaint and Related Recordkeeping Rules to Municipal Advisors and the Modernization of Those Rules
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-9, Rule G-10, Rule G-32

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Notice 2017-02 - Informational Notice
Publication date:
MSRB Seeks Applicants for Board of Directors
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2016-26 - Informational Notice
Publication date:
MSRB Announces the Effective Date of the Academic Historical Transaction Data Product
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2016-22 - Approval Notice
Publication date:
SEC Approves MSRB Academic Historical Transaction Data Product
Information for:

Bank Dealers, Dealers, Municipal Advisors

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Notice 2016-18 - Informational Notice
Publication date:
MSRB Files Amendment to Rule G-37 to Clarify its Application to Contributions before August 17, 2016
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-37

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Notice 2016-17 - Informational Notice
Publication date:
MSRB Revises Content Outline for the Municipal Advisor Representative Qualification Examination
Information for:

Municipal Advisors

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