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Compliance Resource
Publication date:
Municipal Advisors: Understanding Standards of Conduct
Information for:

Issuers, Municipal Advisors

Rule Number:

Rule G-42

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Notice 2016-03 - Approval Notice
Publication date:
SEC Approves New MSRB Rule G-42 on Duties of Non-Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-42

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Compliance Resource
Publication date:
Underwriters: Understanding Duties of Municipal Advisors
Information for:

Dealers, Municipal Advisors

Rule Number:

Rule G-42

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