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Notice 2009-43 - Request for Comment
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Comments on MSRB Notice 2009-43 (July 14, 2009)
- Allstate Investments, LLC: Letter from Patricia W. Wilson, Senior Managing Director, Global Alternatives, dated September 1, 2009
- BMO Capital Markets GKST Inc: Letter from Robert J. Stracks, Counsel, dated September 1, 2009
- First Southwest Company: Letter from Carl Giles, Managing Director, dated August 31, 2009
- Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 1, 2009
- Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 1, 2009
Notice 2009-17 - Informational Notice
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Notice 2009-11 - Informational Notice
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Notice 2009-04 - Informational Notice
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Notice 2009-02 - Informational Notice
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Notice 2009-01 - Informational Notice
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Notice 2008-49 - Informational Notice
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Notice 2008-48 - Informational Notice
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Notice 2008-46 - Informational Notice
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Notice 2008-41 - Informational Notice
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Notice 2008-37 - Informational Notice
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Notice 2008-28 - Informational Notice
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Notice 2008-23 - Informational Notice
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Notice 2008-22 - Informational Notice
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Notice 2008-20 - Informational Notice
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Notice 2007-11 - Informational Notice
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Notice 2007-10 - Request for Comment
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Comments on MSRB Notice 2007-10 (March 5, 2007)
- Bear Stearns and Co. Inc.: Letter from Daniel L. Keating, Senior Managing Director, dated May 9, 2007
- CUSIP Service Bureau: Letter from Gerard Faulkner, Director of Operations, dated May 1, 2007
- First Southwest Company: Letter from Richard A. DeLong, Managing Director, Municipal Trading and Underwriting, dated May 3, 2007
- J.J.B. Hilliard, W.L. Lyons, Inc.: Letter from Lu Ann Vargo, Senior Vice President, Municipal Trader/Underwriter, dated April 4, 2007
- Joe Jolly and Co., Inc.: Letter from Joe Jolly, Jr., dated May 3, 2007
- Lehman Brothers: E-mail from Richard Sentochnik, Senior Vice President, dated May 3, 2007
- Roosevelt and Cross, Inc.: Letter from Raymond J. O'Sullivan, Executive Vice President,
dated April 30, 2007 - Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Vice President and Assistant General Counsel, dated May 9, 2007
- Wiley Bros. Facsimile from Carrie Harris, dated May 3, 2007
Notice 2005-03 - Informational Notice
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Notice 2004-38 - Informational Notice
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Notice 2004-18 - Request for Comment
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