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Notice 2009-43 - Request for Comment
Publication date: | Comment due:
Request for Comment on Additional Increases in Transparency of Municipal Auction Rate Securities and Variable Rate Demand Obligations
Rule Number:

Rule G-8, Rule G-34


Comments on MSRB Notice 2009-43 (July 14, 2009)

  1. Allstate Investments, LLC: Letter from Patricia W. Wilson, Senior Managing Director, Global Alternatives, dated September 1, 2009
  2. BMO Capital Markets GKST Inc: Letter from Robert J. Stracks, Counsel, dated September 1, 2009
  3. First Southwest Company: Letter from Carl Giles, Managing Director, dated August 31, 2009
  4. Regional Bond Dealers Association: Letter from Michael Decker, Co-Chief Executive Officer, and Mike Nicholas, Co-Chief Executive Officer, dated September 1, 2009
  5. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated September 1, 2009
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Notice 2009-17 - Informational Notice
Publication date:
Upcoming Enhancements to the SHORT System and Data Elements Clarification
Rule Number:

Rule G-34

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Notice 2009-11 - Informational Notice
Publication date:
Reminder of April 1, 2009 Effective Date of MSRB SHORT System for Variable Rate Demand Obligations
Rule Number:

Rule G-34

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Notice 2009-02 - Informational Notice
Publication date:
MSRB Announces Availability of Short System Web User Interface
Rule Number:

Rule G-34

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Notice 2009-01 - Informational Notice
Publication date:
MSRB Amends Proposal To Increase Transparency of Variable Rate Demand Obligations
Rule Number:

Rule G-34

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Notice 2008-49 - Informational Notice
Publication date:
MSRB Announces Short System Registration and Testing of Web Services
Rule Number:

Rule G-34

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Notice 2008-48 - Informational Notice
Publication date:
MSRB Publishes Short System XML Interface Specifications and Data Elements
Rule Number:

Rule G-34

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Notice 2008-46 - Informational Notice
Publication date:
MSRB Files Proposal to Increase Transparency of Auction Rate Securities and Variable Rate Demand Obligations
Rule Number:

Rule G-34

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Notice 2008-41 - Informational Notice
Publication date:
Reminder of Effective Date of MSRB Rules Relating to DTCC'S NIIDS System
Rule Number:

Rule G-34

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Notice 2008-37 - Informational Notice
Publication date:
Reminder of Upcoming Changes to MSRB Rules Relating to DTCC'S NIIDS System
Rule Number:

Rule G-8, Rule G-9, Rule G-34

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Notice 2008-28 - Informational Notice
Publication date:
SEC Approves Rule Changes to Require Underwriter Registration and Testing with DTCC'S NIIDS System
Rule Number:

Rule G-34

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Notice 2008-23 - Informational Notice
Publication date:
Notice of Filing of Poposed Rule Change to Require Underwriter Registration and Testing with DTCC'S NIIDS System
Rule Number:

Rule G-34

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Notice 2008-22 - Informational Notice
Publication date:
SEC Approves Rule Changes to Require Underwriter Participation with DTCC'S NIIDS System
Rule Number:

Rule G-8, Rule G-9, Rule G-34

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Notice 2007-11 - Informational Notice
Publication date:
MSRB Forum on Transaction Reporting Improvements: NIIDS and CTCs
Rule Number:

Rule G-14, Rule G-34

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Notice 2007-10 - Request for Comment
Publication date: | Comment due:
Request for Comment on Proposed Rule Changes to Improve Transaction Reporting of New Issue Municipal Securities
Rule Number:

Rule G-14, Rule G-34


Comments on MSRB Notice 2007-10 (March 5, 2007)

  1. Bear Stearns and Co. Inc.: Letter from Daniel L. Keating, Senior Managing Director, dated May 9, 2007
  2. CUSIP Service Bureau: Letter from Gerard Faulkner, Director of Operations, dated May 1, 2007
  3. First Southwest Company: Letter from Richard A. DeLong, Managing Director, Municipal Trading and Underwriting, dated May 3, 2007
  4. J.J.B. Hilliard, W.L. Lyons, Inc.: Letter from Lu Ann Vargo, Senior Vice President, Municipal Trader/Underwriter, dated April 4, 2007
  5. Joe Jolly and Co., Inc.: Letter from Joe Jolly, Jr., dated May 3, 2007
  6. Lehman Brothers: E-mail from Richard Sentochnik, Senior Vice President, dated May 3, 2007
  7. Roosevelt and Cross, Inc.: Letter from Raymond J. O'Sullivan, Executive Vice President,
    dated April 30, 2007
  8. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Vice President and Assistant General Counsel, dated May 9, 2007
  9. Wiley Bros. Facsimile from Carrie Harris, dated May 3, 2007
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Notice 2005-03 - Informational Notice
Publication date:
Amendments Approved to Rule G-34 to Facilitate Real-Time Transaction Reporting
Rule Number:

Rule G-34

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Notice 2004-38 - Informational Notice
Publication date:
Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting
Rule Number:

Rule G-14, Rule G-34

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