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Notice 2018-17 - Regulatory Reminder
Publication date:
Compliance Advisory for Brokers, Dealers and Municipal Securities Dealers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11, Rule G-15, Rule G-18, Rule G-19, Rule G-23, Rule G-27, Rule G-30

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Notice 2018-07 - Regulatory Reminder
Publication date:
Notice Regarding Transactions in the Municipal Securities of Distressed Municipalities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-19, Rule G-30, Rule G-47

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Notice 2018-06 - Informational Notice
Publication date:
MSRB Provides Investor Education Resources on New Mark-up Disclosure Requirements
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

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Notice 2018-05 -
Publication date:
MSRB Provides New and Updated FAQs on Confirmation Disclosure and Prevailing Market Price
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

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Notice 2017-12 - Informational Notice
Publication date:
MSRB Provides Implementation Guidance on Confirmation Disclosure and Prevailing Market Price
Information for:

Bank Dealers, Dealers, Investors

Rule Number:

Rule G-15, Rule G-30

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Notice 2016-28 - Approval Notice
Publication date:
New Disclosure Requirements Under MSRB Rule G-15 and Prevailing Market Price Guidance Pursuant to Rule G-30 Effective May 14, 2018
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

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Notice 2014-11 - Informational Notice
Publication date:
MSRB to Consolidate Dealers' Fair-Pricing Obligations into MSRB Rule G-30
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-30, Rule G-48

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Notice 2013-13 - Informational Notice
Publication date:
Notice Regarding Transactions in Direct-Pay Municipal Bonds Subject to Subsidy Reductions Due to the Federal Sequester
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

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Notice 2009-42 - Informational Notice
Publication date:
Guidance on Disclosure and Other Sales Practice Obligations to Individual and Other Retail Investors in Municipal Securities
Information for:

Dealers, Investors

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-30

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Notice 2009-41 - Informational Notice
Publication date:
Applicability of MSRB Rules to California Registered Warrants
Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

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Notice 2008-04 - Informational Notice
Publication date:
Bond Insurance Ratings -- Application of MSRB Rules
Rule Number:

Rule G-15, Rule G-17, Rule G-19, Rule G-30

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Notice 2004-03 - Informational Notice
Publication date:
Review of Dealer Pricing Responsibilities
Rule Number:

Rule G-18, Rule G-30

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Notice 2002-19 - Informational Notice
Publication date:
Application of Fair Practice and Advertising Rules to Municipal Fund Securities
Rule Number:

Rule G-17, Rule G-21, Rule G-19, Rule G-30

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