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Notice 2022-12 - Informational Notice
Publication date:
MSRB Extends Regulatory Relief for Remote Inspections and Files Amendments to Remove Expired Professional Qualifications Relief
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-27

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Notice 2022-05 - Informational Notice
Publication date:
MSRB to End Regulatory Relief that Extended Certain Professional Qualification Requirements Due to COVID-19
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2021-02 - Informational Notice
Publication date:
MSRB to Retire Select Interpretive Guidance for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-8, Rule G-12, Rule G-14, Rule G-16, Rule G-17, Rule G-20, Rule G-23, Rule G-33, Rule G-37, Rule G-38

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Notice 2020-18 - Informational Notice
Publication date:
MSRB Provides Additional Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-16, Rule G-27

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Notice 2020-09 - Informational Notice
Publication date:
MSRB Amends Certain Rules to Provide Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-27, Rule G-44, Rule A-11, Rule A-12

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Notice 2018-13 - Informational Notice
Publication date:
MSRB Revises Content Outlines for Professional Qualification Examinations
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3

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Notice 2018-11 - Informational Notice
Publication date:
MSRB Modifies Professional Qualifications Program
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3

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Notice 2017-21 - Informational Notice
Publication date:
MSRB to Streamline Series 52 Exam Ahead of Release of FINRA Securities Industry Essentials Exam
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2015-17 - Informational Notice
Publication date:
MSRB Amends its Continuing Education Requirements to Facilitate Web-based Delivery of Regulatory Element Training
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2015-12 - Informational Notice
Publication date:
MSRB Revises Content Outlines for its Professional Qualification Examinations for Municipal Securities Dealers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2015-04 - Informational Notice
Publication date:
MSRB to Amend Rules to Create Professional Qualification Standards for Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-1, Rule G-2, Rule G-3, Rule D-13

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Notice 2014-17 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-3 regarding Continuing Education
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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Notice 2014-13 - Informational Notice
Publication date:
SEC Approves Amendments to MSRB Rule G-3, on Professional Qualification Requirements
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3, Rule G-7, Rule G-27

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Notice 2012-57 - Informational Notice
Publication date:
MSRB Revises Series 53 Study Outline
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-3

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