Regulatory Documents

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Notice 2007-32 - Informational Notice

Publication date: 11/08/2007

Guidance on Implementation of New Supervisory Requirements Under Rule G-27; Technical Amendments Filed

Rule Number:

Rule G-27

Notice 2007-27 - Informational Notice

Publication date: 09/14/2007

Notice of Filing and Immediate Effectiveness of Proposal to Delay Implementation of Amendments to Rule G-27, on Supervision

Rule Number:

Rule G-27

Notice 2007-23 - Informational Notice

Publication date: 07/16/2007

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities have Become Effective

Rule Number:

Rule G-21, Rule G-27

Notice 2007-18 - Informational Notice

Publication date: 06/05/2007

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

Rule Number:

Rule G-21, Rule G-27

Notice 2007-16 - Informational Notice

Publication date: 05/25/2007

SEC Approves Amendments to Rule G-27 on Supervision, Rule G-8 on Recordkeeping, and Rule G-9 on Record Retention. The Amendments Become Effective November 26, 2007

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2007-13 - Informational Notice

Publication date: 03/26/2007

Reminder of Obligations Under Rule G-37 on Political Contributions and Rule G-27 on Supervision When Sponsoring Meetings and Conferences Involving Issuer Officials

Rule Number:

Rule G-37, Rule G-27, Rule G-20

Notice 2007-06 - Informational Notice

Publication date: 01/29/2007

Dealer Payments in Connection with the Municipal Securities Issuance Process

Rule Number:

Rule G-20, Rule G-17, Rule G-27

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

Guidance on Implementation of New Supervisory Requirements Under Rule G-27; Technical Amendments Filed

Notice of Filing and Immediate Effectiveness of Proposal to Delay Implementation of Amendments to Rule G-27, on Supervision

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities have Become Effective

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

SEC Approves Amendments to Rule G-27 on Supervision, Rule G-8 on Recordkeeping, and Rule G-9 on Record Retention. The Amendments Become Effective November 26, 2007

Reminder of Obligations Under Rule G-37 on Political Contributions and Rule G-27 on Supervision When Sponsoring Meetings and Conferences Involving Issuer Officials

Dealer Payments in Connection with the Municipal Securities Issuance Process

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Guidance on Implementation of New Supervisory Requirements Under Rule G-27; Technical Amendments Filed

Notice of Filing and Immediate Effectiveness of Proposal to Delay Implementation of Amendments to Rule G-27, on Supervision

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities have Become Effective

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

SEC Approves Amendments to Rule G-27 on Supervision, Rule G-8 on Recordkeeping, and Rule G-9 on Record Retention. The Amendments Become Effective November 26, 2007

Reminder of Obligations Under Rule G-37 on Political Contributions and Rule G-27 on Supervision When Sponsoring Meetings and Conferences Involving Issuer Officials

Dealer Payments in Connection with the Municipal Securities Issuance Process

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market