Regulatory Documents

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Notice 2019-07 - Informational Notice

Publication date: 02/26/2019

MSRB Establishes Effective Date for Advertising Rules and Provides Social Media Guidance and Related Rule Amendments

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-21, Rule G-40

Notice 2019-03 - Informational Notice

Publication date: 01/28/2019

MSRB Extends Effective Date for Amendments to MSRB Rule G-21 and New MSRB Rule G-40

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-21, Rule G-40

Notice 2018-08 - Approval Notice

Publication date: 05/07/2018

SEC Approves Advertising Rule Changes for Dealers and Municipal Advisors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-21, Rule G-40

Notice 2017-16 - Approval Notice

Publication date: 08/21/2017

SEC Approves Amendments to the MSRB’s Rule on Municipal Fund Security Product Advertisements

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-21

Notice 2007-23 - Informational Notice

Publication date: 07/16/2007

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities have Become Effective

Rule Number:

Rule G-21, Rule G-27

Notice 2007-18 - Informational Notice

Publication date: 06/05/2007

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

Rule Number:

Rule G-21, Rule G-27

Notice 2007-08 - Informational Notice

Publication date: 02/12/2007

MSRB Files Amendment to Rule Filing Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-21

Notice 2006-32 - Informational Notice

Publication date: 11/21/2006

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21, Rule G-27

Notice 2006-13 - Informational Notice

Publication date: 05/15/2006

MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements

Rule Number:

Rule G-21, Rule G-17

Notice 2005-58 - Informational Notice

Publication date: 11/30/2005

Reminder: New Requirements Relating to Performance Data in Advertisements of 529 College Savings Plans and Other Municipal Funds Securities Become Effective on December 1, 2005

Rule Number:

Rule G-21

Notice 2005-45 - Informational Notice

Publication date: 08/23/2005

SEC Approves Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities

Rule Number:

Rule G-21

Notice 2005-32 - Informational Notice

Publication date: 06/02/2005

Notice of Filing of Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities

Rule Number:

Rule G-21

Notice 2005-31 - Informational Notice

Publication date: 05/27/2005

SEC Approves Amendments to Rule G-21 Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-21

Notice 2004-42 - Informational Notice

Publication date: 12/16/2004

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21

Notice 2002-19 - Informational Notice

Publication date: 05/14/2002

Application of Fair Practice and Advertising Rules to Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21, Rule G-19, Rule G-30

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

MSRB Establishes Effective Date for Advertising Rules and Provides Social Media Guidance and Related Rule Amendments

MSRB Extends Effective Date for Amendments to MSRB Rule G-21 and New MSRB Rule G-40

SEC Approves Advertising Rule Changes for Dealers and Municipal Advisors

SEC Approves Amendments to the MSRB’s Rule on Municipal Fund Security Product Advertisements

REMINDER: Disclosure Requirements Relating to Maximum Sales Load and Total Operating Expense Ratio in Performance Advertisements of Municipal Fund Securities have Become Effective

MSRB Advertising Amendments and Interpretation Relating to Municipal Fund Securities Approved By SEC

MSRB Files Amendment to Rule Filing Relating to Advertisements of Municipal Fund Securities

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements

Reminder: New Requirements Relating to Performance Data in Advertisements of 529 College Savings Plans and Other Municipal Funds Securities Become Effective on December 1, 2005

SEC Approves Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities

Notice of Filing of Amendments to Rule G-21 Relating to Month-End Performance Data for Municipal Fund Securities

SEC Approves Amendments to Rule G-21 Relating to Advertisements of Municipal Fund Securities

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Application of Fair Practice and Advertising Rules to Municipal Fund Securities

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

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Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market