Regulatory Documents

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Notice 2006-32 - Informational Notice

Publication date: 11/21/2006

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21, Rule G-27

Notice 2006-13 - Informational Notice

Publication date: 05/15/2006

MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements

Rule Number:

Rule G-21, Rule G-17

Notice 2006-07 - Informational Notice

Publication date: 03/31/2006

MSRB Files Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans with the SEC

Rule Number:

Rule G-17, Rule G-19

Notice 2005-28 - Request for Comment

Publication date: 03/19/2005 | Comment due: 07/29/2005

Request for Comments on Draft Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans

Rule Number:

Rule G-17, Rule G-19

No comments available.

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Notice 2004-42 - Informational Notice

Publication date: 12/16/2004

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21

Notice 2004-16 - Request for Comment

Publication date: 06/10/2004 | Comment due: 09/15/2004

Request for Comments on Draft Amendments Relating to Advertisements of Municipal Fund Securities and Draft Interpretive Guidance on Disclosures in Connection with Out-of-State Sales of College Savings Plan Shares

Rule Number:

Rule G-21, Rule G-17

No comments available.

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Notice 2002-36 - Informational Notice

Publication date: 12/11/2002

Proposed Rule Change Concerning Market Emergencies Filed with the Securities and Exchange Commission

Rule Number:

Rule G-17, Rule A-4

Notice 2002-34 - Informational Notice

Publication date: 11/18/2002

Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs

Rule Number:

Rule G-17, Rule G-19, Rule G-27, Rule G-32

Notice 2002-20 - Informational Notice

Publication date: 05/15/2002

Reminder of Effective Date of Rule G-15 Amendment Concerning Minimum Denominations

Rule Number:

Rule G-15, Rule G-17

Notice 2002-19 - Informational Notice

Publication date: 05/14/2002

Application of Fair Practice and Advertising Rules to Municipal Fund Securities

Rule Number:

Rule G-17, Rule G-21, Rule G-19, Rule G-30

Notice 2002-16 - Informational Notice

Publication date: 05/06/2002

Interpretive Notice Regarding the Application of MSRB Rules to Transactions with Sophisticated Municipal Market Professionals

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13

Notice 2002-10 - Informational Notice

Publication date: 03/25/2002

Interpretive Notice Regarding Rule G-17, on Disclosure of Material Facts

Rule Number:

Rule G-17

Notice 2002-05 - Informational Notice

Publication date: 01/31/2002

Approval of Amendments Concerning Minimum Denominations

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2002-02 - Informational Notice

Publication date: 01/25/2002

The Application of Board Rules to Transactions with Sophisticated Municipal Market Professionals

Rule Number:

Rule G-17

Notice 2002-03 - Informational Notice

Publication date: 01/25/2002

Interpretive Notice Filed Regarding Rule G-17, on Disclosure of Material Facts

Rule Number:

Rule G-17

Notice 2001-39 - Informational Notice

Publication date: 10/16/2001

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Rule Number:

Rule G-15, Rule G-17, Rule G-8

Notice 2001-25 - Request for Comment

Publication date: 07/06/2001 | Comment due: 10/01/2001

Notice and Draft Interpretive Guidance on Rule G-17—Disclosure of Material Facts and Interpretive Guidance Concerning Sophisticated Municipal Market Professionals

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13

No comments available.

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Notice 2000-30 - Informational Notice

Publication date: 09/28/2000

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13, Rule G-32, Rule G-14

Notice 2000-19 - Informational Notice

Publication date: 05/02/2000

Technical Amendments Filed

Rule Number:

Rule A-3, Rule G-15, Rule G-17, Rule G-18

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Files Amendments and Interpretive Guidance Relating to Advertisements of Municipal Fund Securities

MSRB Publishes Interpretive Letter Relating to 529 College Savings Plan Advertisements

MSRB Files Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans with the SEC

Request for Comments on Draft Interpretation on Customer Protection Obligations Relating to the Marketing of 529 College Savings Plans

Notice of Filing of Amendments Relating to Advertisements of Municipal Fund Securities

Request for Comments on Draft Amendments Relating to Advertisements of Municipal Fund Securities and Draft Interpretive Guidance on Disclosures in Connection with Out-of-State Sales of College Savings Plan Shares

Proposed Rule Change Concerning Market Emergencies Filed with the Securities and Exchange Commission

Draft Interpretive Notice on Marketing of 529 College Savings Plan Employee Payroll Deduction Programs

Reminder of Effective Date of Rule G-15 Amendment Concerning Minimum Denominations

Application of Fair Practice and Advertising Rules to Municipal Fund Securities

Interpretive Notice Regarding the Application of MSRB Rules to Transactions with Sophisticated Municipal Market Professionals

Interpretive Notice Regarding Rule G-17, on Disclosure of Material Facts

Approval of Amendments Concerning Minimum Denominations

The Application of Board Rules to Transactions with Sophisticated Municipal Market Professionals

Interpretive Notice Filed Regarding Rule G-17, on Disclosure of Material Facts

Proposed Rule Change Concerning Minimum Denominations Filed with the Securities and Exchange Commission

Notice and Draft Interpretive Guidance on Rule G-17—Disclosure of Material Facts and Interpretive Guidance Concerning Sophisticated Municipal Market Professionals

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Technical Amendments Filed

Guidance, Notices & Resources

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Regulatory Documents for the Municipal Market

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MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the
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