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Notice 2023-06 - Approval Notice
Publication date:
MSRB Adopts Amendments to Rules G-12 and G-15, Shortening Regular-Way Settlement for Municipal Securities Transactions to T+1
Information for:

Dealers

Rule Number:

Rule G-12, Rule G-15

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Notice 2018-17 - Regulatory Reminder
Publication date:
Compliance Advisory for Brokers, Dealers and Municipal Securities Dealers
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-11, Rule G-15, Rule G-18, Rule G-19, Rule G-23, Rule G-27, Rule G-30

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Notice 2018-07 - Regulatory Reminder
Publication date:
Notice Regarding Transactions in the Municipal Securities of Distressed Municipalities
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-19, Rule G-30, Rule G-47

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Notice 2018-06 - Informational Notice
Publication date:
MSRB Provides Investor Education Resources on New Mark-up Disclosure Requirements
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

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Notice 2018-05 -
Publication date:
MSRB Provides New and Updated FAQs on Confirmation Disclosure and Prevailing Market Price
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

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Notice 2017-12 - Informational Notice
Publication date:
MSRB Provides Implementation Guidance on Confirmation Disclosure and Prevailing Market Price
Information for:

Bank Dealers, Dealers, Investors

Rule Number:

Rule G-15, Rule G-30

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Notice 2017-07 - Informational Notice
Publication date:
MSRB Announces Date of Transition to a Two-Day Settlement Cycle for Municipal Securities Transactions
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-12, Rule G-15

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Notice 2016-28 - Approval Notice
Publication date:
New Disclosure Requirements Under MSRB Rule G-15 and Prevailing Market Price Guidance Pursuant to Rule G-30 Effective May 14, 2018
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15, Rule G-30

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Notice 2016-15 - Informational Notice
Publication date:
MSRB to Amend Rules to Define Two-Day Settlement Cycle
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-12, Rule G-15

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Notice 2015-19 - Informational Notice
Publication date:
MSRB Extends Comment Deadline on Confirmation Disclosure Proposal
Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-15

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