Regulatory Documents

Select regulatory documents by category:

Notice 2002-35 - Informational Notice

Publication date: 11/22/2002

Change in Threshold for Municipal Securities Transparency Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2002-29 - Informational Notice

Publication date: 09/24/2002

Proposed Rule Change Concerning Public Reporting of Transactions in Frequently-Traded Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2002-28 - Informational Notice

Publication date: 08/30/2002

SEC Approval of Change to Public Report of Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2002-17 - Informational Notice

Publication date: 05/10/2002

Change in Definition of Frequently-Traded Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2002-13 - Informational Notice

Publication date: 04/19/2002

Rule G-14 Reporting Performance

Rule Number:

Rule G-14

Notice 2002-11 - Informational Notice

Publication date: 03/27/2002

Proposed Rule Change Concerning Public Reporting of Transaction in Frequently-Traded Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-37 - Informational Notice

Publication date: 10/04/2001

Public Reporting of Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-31 - Informational Notice

Publication date: 08/17/2001

Public Reporting of Transaction In Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2001-07 - Informational Notice

Publication date: 03/01/2001

Notice Concerning Locked-In Transactions

Rule Number:

Rule G-12, Rule G-14

Notice 2001-04 - Informational Notice

Publication date: 02/01/2001

Self-Monitoring of Rule G-14 Compliance

Rule Number:

Rule G-14

Notice 2001-02 - Informational Notice

Publication date: 01/19/2001

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Rule Number:

Rule D-12, Rule A-13, Rule G-3, Rule G-8, Rule G-14, Rule G-15, Rule G-26, Rule G-32, Rule G-34

Notice 2001-01 - Informational Notice

Publication date: 01/09/2001

Reminder of Appropriate Transaction Reporting Procedures for Transactions Effected by Dealers Using Clearing Brokers

Rule Number:

Rule G-14, Rule G-8, Rule G-15

Notice 2000-31 - Informational Notice

Publication date: 10/12/2000

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 2000-30 - Informational Notice

Publication date: 09/28/2000

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Rule Number:

Rule G-17, Rule G-18, Rule G-19, Rule G-13, Rule G-32, Rule G-14

Notice 2000-20 - Informational Notice

Publication date: 06/15/2000

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Rule Number:

Rule G-14

Notice 1999-30 - Informational Notice

Publication date: 12/29/1999

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Rule Number:

Rule G-14

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Change in Threshold for Municipal Securities Transparency Reporting: Rule G-14

Proposed Rule Change Concerning Public Reporting of Transactions in Frequently-Traded Municipal Securities: Rule G-14

SEC Approval of Change to Public Report of Transactions in Municipal Securities: Rule G-14

Change in Definition of Frequently-Traded Municipal Securities: Rule G-14

Rule G-14 Reporting Performance

Proposed Rule Change Concerning Public Reporting of Transaction in Frequently-Traded Municipal Securities: Rule G-14

Public Reporting of Transactions in Municipal Securities: Rule G-14

Public Reporting of Transaction In Municipal Securities: Rule G-14

Notice Concerning Locked-In Transactions

Self-Monitoring of Rule G-14 Compliance

Municipal Fund Securities – Rule Changes Approved by the Securities and Exchange Commission

Reminder of Appropriate Transaction Reporting Procedures for Transactions Effected by Dealers Using Clearing Brokers

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Notice and Draft Interpretive Guidance on Dealer Responsibilities in Connection with Both Electronic and Traditional Municipal Securities Transactions

Public Reporting of Historical Information on Transactions in Municipal Securities: Rule G-14

Public Reporting of Inidividual Transactions in Frequently Traded Municipal Securities

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market