Regulatory Documents

Select regulatory documents by category:

Notice 2005-13 - Informational Notice

Publication date: 03/02/2005

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Rule Number:

Rule G-14

Notice 2005-08 - Informational Notice

Publication date: 01/26/2005

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

Rule Number:

Rule G-14

Notice 2005-04 - Informational Notice

Publication date: 01/12/2005

RTRS Error Feedback

Rule Number:

Rule G-12, Rule G-14

Notice 2005-02 - Informational Notice

Publication date: 01/10/2005

Real-Time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-40 - Informational Notice

Publication date: 12/10/2004

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2004-38 - Informational Notice

Publication date: 11/22/2004

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Rule Number:

Rule G-14, Rule G-34

Notice 2004-36 - Informational Notice

Publication date: 11/17/2004

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Rule Number:

Rule G-12, Rule G-14

Notice 2004-37 - Informational Notice

Publication date: 11/17/2004

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Rule Number:

Rule G-12, Rule G-14

Notice 2004-31 - Informational Notice

Publication date: 09/28/2004

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-29 - Informational Notice

Publication date: 09/02/2004

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-24 - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-24a - Informational Notice

Publication date: 07/28/2004

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-20 - Informational Notice

Publication date: 06/24/2004

Real-Time Transaction Reporting: Summary of Certification Test Plan

Rule Number:

Rule G-12, Rule G-14

Notice 2004-19 - Informational Notice

Publication date: 06/18/2004

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Rule Number:

Rule G-14

Notice 2004-14 - Informational Notice

Publication date: 06/04/2004

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2004-13 - Informational Notice

Publication date: 06/01/2004

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Rule Number:

Rule G-12, Rule G-14

Notice 2004-09 - Informational Notice

Publication date: 03/03/2004

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Rule Number:

Rule G-14

Notice 2004-06 - Informational Notice

Publication date: 02/10/2004

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Rule Number:

Rule G-14

Notice 2003-43 - Informational Notice

Publication date: 11/24/2003

Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12 (f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2003-30 - Informational Notice

Publication date: 07/31/2003

Dealer Feedback System: T+2 Inter-dealer Transaction Report

Rule Number:

Rule G-14

Notice 2003-23 - Request for Comment

Publication date: 06/13/2003 | Comment due: 09/15/2003

Request for Comment: Plan for Real –Time Price Reporting

Rule Number:

Rule G-14

No comments available.

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Notice 2003-20 - Informational Notice

Publication date: 05/23/2003

Notice on Reporting and Comparison of Certain Transactions Effected by Investment Advisors: Rules G-12(f) and G-14

Rule Number:

Rule G-12, Rule G-14

Notice 2003-18 - Informational Notice

Publication date: 05/21/2003

Change in Threshold for Municipal Securities Transparency Reporting: Rule G-14

Rule Number:

Rule G-14

Notice 2003-07 - Informational Notice

Publication date: 03/03/2003

Reminder Regarding MSRB Rule G-14 Transaction Reporting Requirements

Rule Number:

Rule G-14, Rule G-12

Notice 2003-03 - Informational Notice

Publication date: 02/03/2003

Plans for MSRB's Real-Time Transaction Reporting System

Rule Number:

Rule G-14

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

Reminder Regarding Modification and Cancellation Of Transaction Reports: Rule G-14

Questions and Answers Regarding the Real-Time Transaction Reporting System (RTRS): Trade Submission, Error Feedback, RTRS Web, and Contacting the MSRB by Phone

RTRS Error Feedback

Real-Time Transaction Reporting: Rule G-14

Reminder Notice on "List Offering Price" AND THREE-HOUR EXCEPTION for Real-time Transaction Reporting: Rule G-14

Notice of Filing of Proposed Rule Change to Rule G-34 to Facilitate Real-Time Transaction Reporting

Notice of Filing of Implementation Plan for Real-Time Transaction Reporting System

Reminder of December 15 Deadline for Testing Real-Time Trade Reporting Capabilities

Notice on Automated Comparison and Transaction Reporting of Certain Inter-Dealer Transactions in When-Issued Municipal Securities: Rules G-12(f) and G-14

Approval By the SEC of Real-Time Transaction Reporting and Price Dissemination: Rules G-12(f) and G-14

Real-Time Transaction Reporting: Summary of Revised Certification Test Plan

Real-Time Transaction Reporting: Revised RTRS Certification Test Plan

Real-Time Transaction Reporting: Summary of Certification Test Plan

Rule G-14: Reporting of Transactions Arising from Repurchase Agreements

Notice on Certain Inter-Dealer Transfers of Municipal Securities: Rules G-12(f) and G-14

Real-Time Transaction Reporting: Notice of Filing of Proposed Rule Change to Rules G-14 and G-12(f)

Notice on Deliveries of Step Out Transactions Through the Automated Comparison System

Reminder Regarding Accuracy of Information Submitted to the MSRB Transaction Reporting System: Rule G-14

Transaction Reporting of Multiple Transactions Between Dealers in the Same Issue: Rules G-12 (f) and G-14

Dealer Feedback System: T+2 Inter-dealer Transaction Report

Request for Comment: Plan for Real –Time Price Reporting

Notice on Reporting and Comparison of Certain Transactions Effected by Investment Advisors: Rules G-12(f) and G-14

Change in Threshold for Municipal Securities Transparency Reporting: Rule G-14

Reminder Regarding MSRB Rule G-14 Transaction Reporting Requirements

Plans for MSRB's Real-Time Transaction Reporting System

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

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Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market