Select regulatory documents by category:

Regulatory Document Type

Back to top
Notice 2020-15 - Informational Notice
Publication date:
MSRB Makes Administrative Changes to Board Governance Rules
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-4

Share
Notice 2011-63 - Request for Comment
Publication date: | Comment due:
Request for Comment on Restated Sophisticated Municipal Market Professional Notice
Rule Number:

Rule G-13, Rule G-17, Rule G-18, Rule G-19

1.  Alternative Regulatory Solutions, L.L.C.: Letter from Kimberly McManus, President, dated December 13, 2011

2.  Bond Dealers of America: Letter from Michael Nicholas, CEO, dated December 13, 2011

3.  Securities Industry and Financial Markets Association: Letter from David L. Cohen, Managing Director, Associate General Counsel, dated December 13, 2011

4.  TMC Bonds L.L.C.: Letter from John S. Craft, Director of Sales and Marketing, dated December 13, 2011

Share
Notice 2009-45 - Informational Notice
Publication date:
Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6
Rule Number:

Rule A-3, Rule A-4, Rule A-5, Rule A-6

Share
Notice 2008-13 - Informational Notice
Publication date:
Amendment Files to Rule A-3, on Membmership on the Board, and Rule A-4, on Meetings of the Board
Rule Number:

Rule A-3, Rule A-4

Share
Notice 2002-36 - Informational Notice
Publication date:
Proposed Rule Change Concerning Market Emergencies Filed with the Securities and Exchange Commission
Rule Number:

Rule G-17, Rule A-4

Share
Notice 2001-44 - Informational Notice
Publication date:
Amendments to Rule A-4, on Meetings of the Board
Rule Number:

Rule A-4

Share
Print