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Notice 2023-03 - Approval Notice
Publication date:
SEC Approves New MSRB Rule G-46 on Duties of Solicitor Municipal Advisors and Related Amendments to MSRB Rule G-8
Information for:

General Public, Issuers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-46

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Notice 2021-18 - Request for Comment
Publication date: | Comment due:
Second Request for Comment on Fair Dealing Solicitor Municipal Advisor Obligations and New Draft Rule G-46
Information for:

Municipal Advisors

Rule Number:

Rule G-17, Rule G-46

All Comments to Notice 2021-18

1. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated March 15, 2022

2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated March 15, 2022

3. Third-Party Marketers Association: Letter from Donna DiMaria, Chairman of the Board of Directors and Chair of the 3PM Regulatory Committee, dated March 15, 2022

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Notice 2020-15 - Informational Notice
Publication date:
MSRB Makes Administrative Changes to Board Governance Rules
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-4

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Notice 2009-45 - Informational Notice
Publication date:
Amendments Filed to Administrative Rules: Rules A-3, A-4, A-5 and A-6
Rule Number:

Rule A-3, Rule A-4, Rule A-5, Rule A-6

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Notice 2008-13 - Informational Notice
Publication date:
Amendment Files to Rule A-3, on Membmership on the Board, and Rule A-4, on Meetings of the Board
Rule Number:

Rule A-3, Rule A-4

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Notice 2002-36 - Informational Notice
Publication date:
Proposed Rule Change Concerning Market Emergencies Filed with the Securities and Exchange Commission
Rule Number:

Rule G-17, Rule A-4

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Notice 2001-44 - Informational Notice
Publication date:
Amendments to Rule A-4, on Meetings of the Board
Rule Number:

Rule A-4

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