Regulatory Documents

Select regulatory documents by category:

Notice 2022-08 - Approval Notice

Publication date: 08/26/2022

SEC Approves Amendments to Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices

Information for:

Bank Dealers, Dealers, Investors, Municipal Advisors

Rule Number:

Rule G-34

Notice 2020-15 - Informational Notice

Publication date: 09/10/2020

MSRB Makes Administrative Changes to Board Governance Rules

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-4

Notice 2020-14 - Informational Notice

Publication date: 08/06/2020

MSRB Improves Board Governance

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3, Rule A-6

Notice 2020-08 - Informational Notice

Publication date: 03/23/2020

MSRB Extends Comment Deadline on Request for Comment on Proposed Governance Enhancements

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3

Notice 2017-25 - Approval Notice

Publication date: 12/15/2017

MSRB to Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-34

Notice 2016-10 - Informational Notice

Publication date: 03/18/2016

SEC Approves Amendments to MSRB Rule A-3, on Membership on the Board, to Lengthen the Term of Board Member Service

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3

Notice 2016-01 - Informational Notice

Publication date: 01/04/2016

MSRB Seeks Applicants for Board of Directors

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-3

Notice 2013-11 - Informational Notice

Publication date: 05/06/2013

Enhancements to New Issue Information on EMMA

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-32, Rule G-34

Notice 2012-64 - Informational Notice

Publication date: 12/24/2012

SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Notice 2012-54 - Informational Notice

Publication date: 10/25/2012

Reminder of November 1, 2012 Effective Date Regarding Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

Notice 2012-52 - Informational Notice

Publication date: 10/23/2012

MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-8, Rule G-14, Rule G-32, Rule G-34

Notice 2012-48 - Informational Notice

Publication date: 09/24/2012

Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

Notice 2012-35 - Informational Notice

Publication date: 06/28/2012

MSRB Files Proposed Amendment to Rule G-34 Concerning the Designation of “Not Reoffered” in Connection with New Issues of Municipal Securities

Information for:

Bank Dealers, Dealers

Rule Number:

Rule G-34

Notice 2012-20 - Informational Notice

Publication date: 04/11/2012

MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents

Rule Number:

Rule G-17, Rule G-34

Notice 2012-01 - Informational Notice

Publication date: 01/09/2012

MSRB Seeks Board of Directors Applicants

Rule Number:

Rule A-3

Notice 2011-58 - Informational Notice

Publication date: 10/04/2011

Notice of Publication of an MSRB Systems Holiday Schedule and Reminder of Procedures for Submission of Information Under MSRB Rules Surrounding Non-Business Days (Rules G-14, G-32 and G-34)

Rule Number:

Rule G-14, Rule G-32, Rule G-34

Notice 2011-55 - Informational Notice

Publication date: 09/15/2011

Reminder of September 22, 2011 Deadline in Rule G-34(c) for Dealer Submission of ARS and VRDO Documents to the SHORT System

Rule Number:

Rule G-34

Notice 2011-44 - Informational Notice

Publication date: 08/12/2011

Rule G-34(c) ARS and VRDO Data Element Clarification and Reminder of Timeliness and Accuracy Requirement

Rule Number:

Rule G-34

Notice 2011-43 - Informational Notice

Publication date: 08/11/2011

MSRB Files with the SEC Amendments to Rule A-3 to Establish a Permanent Board Structure

Rule Number:

Rule A-3

Notice 2011-26 - Informational Notice

Publication date: 05/16/2011

Changes to MSRB Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Rule Number:

Rule G-8, Rule G-34

Notice 2011-17 - Informational Notice

Publication date: 02/23/2011

Notice on Upcoming Changes to Rule G-34(c) to Require Dealer Submission of ARS and VRDO Documents to the SHORT System

Rule Number:

Rule G-34

Notice 2011-11 - Informational Notice

Publication date: 02/10/2011

MSRB Files Proposal to Amend SHORT System Subscription Service

Rule Number:

Rule G-34

Notice 2011-09 - Informational Notice

Publication date: 02/08/2011

Amendments to Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Rule Number:

Rule G-8, Rule G-34

Notice 2011-07 - Informational Notice

Publication date: 02/02/2011

SEC Approves Amendments to Rule A-3(c) to Establish New Nominating and Governance Committee

Rule Number:

Rule A-3

Notice 2011-06 - Informational Notice

Publication date: 01/25/2011

MSRB Files with the SEC Rule Changes to Establish Term and Composition of Next Board Class

Rule Number:

Rule A-3

Regulatory Documents for the
Municipal Market

Select regulatory documents by category:

Regulatory Document Type

SEC Approves Amendments to Rule G-34 to Better Align the CUSIP Requirements for Underwriters and Municipal Advisors with Current Market Practices

MSRB Makes Administrative Changes to Board Governance Rules

MSRB Improves Board Governance

MSRB Extends Comment Deadline on Request for Comment on Proposed Governance Enhancements

MSRB to Amend Rule G-34, on CUSIP Numbers, New Issue, and Market Information Requirements

SEC Approves Amendments to MSRB Rule A-3, on Membership on the Board, to Lengthen the Term of Board Member Service

MSRB Seeks Applicants for Board of Directors

Enhancements to New Issue Information on EMMA

SEC Approves Amendments to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Reminder of November 1, 2012 Effective Date Regarding Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities

MSRB Files Amendments with SEC to Streamline New Issue Information Submission Requirements Under MSRB Rules G-32 and G-34

Amendments to MSRB Rule G-34 Relating to Use of the Term “Not Reoffered” for New Issues of Municipal Securities Approved

MSRB Files Proposed Amendment to Rule G-34 Concerning the Designation of “Not Reoffered” in Connection with New Issues of Municipal Securities

MSRB Reminds Dealers of Limits on Redactions of SHORT System Documents

MSRB Seeks Board of Directors Applicants

Notice of Publication of an MSRB Systems Holiday Schedule and Reminder of Procedures for Submission of Information Under MSRB Rules Surrounding Non-Business Days (Rules G-14, G-32 and G-34)

Reminder of September 22, 2011 Deadline in Rule G-34(c) for Dealer Submission of ARS and VRDO Documents to the SHORT System

Rule G-34(c) ARS and VRDO Data Element Clarification and Reminder of Timeliness and Accuracy Requirement

MSRB Files with the SEC Amendments to Rule A-3 to Establish a Permanent Board Structure

Changes to MSRB Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

Notice on Upcoming Changes to Rule G-34(c) to Require Dealer Submission of ARS and VRDO Documents to the SHORT System

MSRB Files Proposal to Amend SHORT System Subscription Service

Amendments to Rules G-8 and G-34 to Increase Transparency of Municipal Variable Rate Securities Effective May 16, 2011

SEC Approves Amendments to Rule A-3(c) to Establish New Nominating and Governance Committee

MSRB Files with the SEC Rule Changes to Establish Term and Composition of Next Board Class

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market