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Notice 2023-03 - Approval Notice
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Information for:
General Public, Issuers, Municipal Advisors
Notice 2021-18 - Request for Comment
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Comment due:
All Comments to Notice 2021-18
1. National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated March 15, 2022
2. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated March 15, 2022
3. Third-Party Marketers Association: Letter from Donna DiMaria, Chairman of the Board of Directors and Chair of the 3PM Regulatory Committee, dated March 15, 2022
Notice 2019-06 - Informational Notice
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Information for:
Municipal Advisors
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Notice 2017-08 - Informational Notice
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Notice 2015-05 - Informational Notice
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Information for:
Bank Dealers, Dealers, Municipal Advisors
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Notice 2009-58 - Informational Notice
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Notice 2002-33 - Informational Notice
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