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Notice 2022-14 - Informational Notice
Publication date:
MSRB Amends Rule A-12, on Registration, and Provides Accompanying Form A-12 Changes
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-12

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Notice 2022-06 - Informational Notice
Publication date:
MSRB Revises and Resubmits Annual Rate Card Amendments
Information for:

Dealers, Municipal Advisors

Rule Number:

Rule A-11, Rule A-12, Rule A-13

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Notice 2022-03 - Informational Notice
Publication date:
MSRB Amends Certain Fees for Dealers and Municipal Advisors and Proposes an Annual Rate Card Process
Information for:

Bank Dealers, Dealers, Issuers

Rule Number:

Rule A-11, Rule A-12, Rule A-13

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Notice 2020-09 - Informational Notice
Publication date:
MSRB Amends Certain Rules to Provide Regulatory Relief During COVID-19 Pandemic
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-3, Rule G-27, Rule G-44, Rule A-11, Rule A-12

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Notice 2017-08 - Informational Notice
Publication date:
Application of MSRB Rules to Solicitor Municipal Advisors
Information for:

Municipal Advisors

Rule Number:

Rule G-2, Rule G-3, Rule G-5, Rule G-8, Rule G-9, Rule G-10, Rule G-17, Rule G-20, Rule G-37, Rule G-44, Rule A-11, Rule A-12, Rule A-16

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Notice 2015-13 - Informational Notice
Publication date:
MSRB Adjusts Fees to Align Revenues with Operational and Capital Expenses
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule A-12, Rule A-13

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Notice 2014-10 - Informational Notice
Publication date:
Guidance on the MSRB Municipal Advisor Registration Process
Information for:

Municipal Advisors

Rule Number:

Rule A-12

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Notice 2014-05 - Informational Notice
Publication date:
SEC Approves New Consolidated Registration Rule and Registration Form for Dealers and Municipal Advisors
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-14, Rule A-12

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Notice 2010-55 - Informational Notice
Publication date:
Reminder to Municipal Advisors About January 1, 2011 Registration Deadline
Rule Number:

Rule A-12

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