Regulatory Documents

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Notice 2006-33 - Informational Notice

Publication date: 11/24/2006

Notice of Filing of Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2003-41 - Informational Notice

Publication date: 10/30/2003

Technical Revisions and Reorganization of Rule G-37 Qs & As

Rule Number:

Rule G-37, Rule G-8, Rule G-9

Notice 2002-27 - Informational Notice

Publication date: 08/13/2002

SEC Approved Amendment to Rule G-32 Relating to Disclosures in Connection with New Issues

Rule Number:

Rule G-32, Rule G-8, Rule G-9

Notice 2002-23 - Informational Notice

Publication date: 06/21/2002

Notice of Proposed Amendment to Rule G-32 on Sending Disclosure Documents to Customers Sharing the Same Address

Rule Number:

Rule G-32, Rule G-8, Rule G-9

Notice 2002-22 - Informational Notice

Publication date: 06/12/2002

SEC Approves New Rule G-40 and Form G-40 on Electronic Mail Contacts

Rule Number:

Rule G-8, Rule G-9

Notice 2002-14 - Informational Notice

Publication date: 04/30/2002

Notice of Proposed Rule Change to Create New Rule G-40 and Form G-40 on Electronic Mail Contacts

Rule Number:

Rule G-8, Rule G-9

Notice 2001-22 - Informational Notice

Publication date: 06/13/2001

In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

Rule Number:

Rule G-3, Rule G-8, Rule G-9, Rule G-27

Notice 2000-13 - Informational Notice

Publication date: 03/24/2000

Supervisory Procedures for the Review of Correspondence with the Public: Rules G-8, G-9 and G-27

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Notice 2000-02 - Informational Notice

Publication date: 01/07/2000

Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-27, on Supervision, Filed with the Securities and Exchange Commission

Rule Number:

Rule G-8, Rule G-9, Rule G-27

Regulatory Documents for the
Municipal Market

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Regulatory Document Type

Notice of Filing of Amendments to Rule G-27, on Supervision, Rule G-8, on Recordkeeping, and Rule G-9, on Record Retention

Technical Revisions and Reorganization of Rule G-37 Qs & As

SEC Approved Amendment to Rule G-32 Relating to Disclosures in Connection with New Issues

Notice of Proposed Amendment to Rule G-32 on Sending Disclosure Documents to Customers Sharing the Same Address

SEC Approves New Rule G-40 and Form G-40 on Electronic Mail Contacts

Notice of Proposed Rule Change to Create New Rule G-40 and Form G-40 on Electronic Mail Contacts

In-Firm Delivery of the Regulatory Element of the Continuing Education Requirement

Supervisory Procedures for the Review of Correspondence with the Public: Rules G-8, G-9 and G-27

Amendments to Rules G-8, on Books and Records, G-9, on Preservation of Records, and G-27, on Supervision, Filed with the Securities and Exchange Commission

Guidance, Notices & Resources

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the Municipal Market

Select regulatory documents by category:

Regulatory Document Type

MSRB Rule Book

MSRB Regulatory News

Never miss an important update

Regulatory Documents for the
Municipal Market