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Notice 2023-02 - Request for Comment
Publication date:
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Comment due:
All Comments to Notice 2023-02
- AKF Consulting: Letter from Andrea Feirstein, Managing Director, and Mark Chapleau, Senior Consultant, dated April 20, 2023
- Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated April 17, 2023
- College Savings Plans Network: Letter from Rachel Biar, Nebraska Assistant State Treasurer, NEST 529 College Savings Program Director, Chairman, College Savings Plans Network, dated April 17, 2023
- Government Finance Officers Association: Letter from Emily Brock, Director, Federal Liaison Center, dated July 21, 2023
- McLane, Curtis: Email dated April 19, 2023
- my529: Letter from Richard K. Ellis, Executive Director, dated April 17, 2023
- Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, Head of Municipal Securities, dated April 17, 2023
SEC Filing SR-MSRB-2023-02
Publication date:
SEC Filing SR-MSRB-2023-01
Publication date:
Notice 2023-01 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers, Municipal Advisors
Rule Number:
Compliance Resource
Publication date:
Information for:
Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities
Rule Number:
Notice 2022-14 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers, Municipal Advisors
Rule Number:
Notice 2022-13 - Request for Comment
Publication date:
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Comment due:
Information for:
Issuers, Municipal Advisors
Rule Number:
All Comments to Notice 2022-13
- National Association of Municipal Advisors: Letter from Susan Gaffney, Executive Director, dated January 30, 2023
- Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated January 30, 2023
- Wulff, Hansen & Co.: Letter from Chris Charles, President, dated December 29, 2022
Notice 2022-12 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers, Municipal Advisors
Compliance Resource
Publication date:
Information for:
Dealers
Notice 2022-10 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities
Notice 2022-09 - Informational Notice
Publication date:
Information for:
Dealers
Rule Number:
Notice 2022-08 - Approval Notice
Publication date:
Information for:
Bank Dealers, Dealers, Investors, Municipal Advisors
Rule Number:
Notice 2022-06 - Informational Notice
Publication date:
Information for:
Dealers, Municipal Advisors
Notice 2022-05 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers
Rule Number:
Compliance Resource
Publication date:
Notice 2022-04 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers
Notice 2022-03 - Informational Notice
Publication date:
MSRB Amends Certain Fees for Dealers and Municipal Advisors and Proposes an Annual Rate Card Process
Information for:
Bank Dealers, Dealers, Issuers
Compliance Resource
Publication date:
Notice 2022-02 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers
Rule Number:
Notice 2022-01 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers, Municipal Advisors
Rule Number:
Compliance Resource
Publication date:
Information for:
Dealers, Municipal Advisors, Municipal Fund Securities
Rule Number:
Notice 2021-15 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers, Municipal Advisors, Municipal Fund Securities
Notice 2021-14 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers
Rule Number:
Notice 2021-13 - Informational Notice
Publication date:
Information for:
Bank Dealers, Dealers