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Notice 2021-08 - Request for Comment
Publication date: | Comment due:
Request for Comment on Amendments to Rule G-10 Notification Requirements for Dealers
Information for:

Bank Dealers, Dealers, Municipal Advisors

Rule Number:

Rule G-10, Rule G-48, Rule D-9, Rule D-15

All Comments to Notice 2021-08

1. American Securities Association: Letter from Christopher A. Iacovella, Chief Executive Officer, dated June 28, 2021

2. Bond Dealers of America: Letter from Michael Decker, Senior Vice President, dated June 28, 2021

3. Securities Industry and Financial Markets Association: Letter from Leslie M. Norwood, Managing Director and Associate General Counsel, dated June 28, 2021

4. Szaro, Jennifer: Email dated May 17, 2021

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